As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

11/16/22  Herscher Penny                    4          Director²   1:7K   Lumentum Holdings Inc.            Lumentum Holdings Inc.   
11/22/21  Herscher Penny                    4          Director²   1:8K   Lumentum Holdings Inc.            Lumentum Holdings Inc.   
 11/9/21  Herscher Penny                    4          Director²   1:5K   Lumentum Holdings Inc.            Lumentum Holdings Inc.   
 11/9/18  Herscher Penny                    4          Director²   1:4K   Lumentum Holdings Inc.            Lumentum Holdings Inc.   
 11/2/18  Herscher Penny                    4          Director²   1:4K   Lumentum Holdings Inc.            Lumentum Holdings Inc.   
 8/16/18  Herscher Penny                    4          Director²   1:8K   Lumentum Holdings Inc.            Lumentum Holdings Inc.   
12/11/17  Herscher Penny                    4          Director²   1:8K   Lumentum Holdings Inc.            Lumentum Holdings Inc.   
 11/3/17  Herscher Penny                    4          Director²   1:4K   Lumentum Holdings Inc.            Lumentum Holdings Inc.   
 8/17/17  Herscher Penny                    4          Director²   1:6K   Lumentum Holdings Inc.            Lumentum Holdings Inc.   
 2/17/17  Herscher Penny                    4          Director²   1:5K   Lumentum Holdings Inc.            Lumentum Holdings Inc.   
12/16/16  Herscher Penny                    4          Director²   1:5K   Lumentum Holdings Inc.            Lumentum Holdings Inc.   
 12/9/16  Herscher Penny                    4          Director²   1:5K   Lumentum Holdings Inc.            Lumentum Holdings Inc.   
11/16/16  Herscher Penny                    4          Director²   1:5K   Lumentum Holdings Inc.            Lumentum Holdings Inc.   
11/15/16  Herscher Penny                    4          Director²   1:4K   Lumentum Holdings Inc.            Lumentum Holdings Inc.   
 8/17/16  Herscher Penny                    4          Director²   1:5K   Lumentum Holdings Inc.            Lumentum Holdings Inc.   

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¹	Filing/Form Type:  -U
	4	Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
²	Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.