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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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11/12/15 Falcone Philip 4 Other² 1:12K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Holdings, LLC
11/10/15 Falcone Philip 4 %Own.,Oth.² 1:12K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Holdings, LLC
11/6/15 Falcone Philip 4 %Own.,Oth.² 1:11K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Holdings, LLC
10/13/15 Falcone Philip 4 %Own.,Oth.² 1:11K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Holdings, LLC
9/28/15 Harbinger Capital Partners LLC 4 %Own.,Oth.² 1:11K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Falcone Philip
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Holdings, LLC
7/9/15 Harbinger Cap Partners Maste… Ltd 4 %Own.,Oth.² 1:27K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Falcone Philip
Global Opportunities Breakaway MM, L.L.C.
Harbinger Capital Partners LLC
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
7/6/15 Falcone Philip 4 %Own.,Oth.² 1:19K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
7/2/15 Falcone Philip 4 %Own.,Oth.² 1:19K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
6/30/15 Falcone Philip 4 %Own.,Oth.² 1:19K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
4/29/15 Harbinger Cap Partners Maste… Ltd 4 %Own.,Oth.² 1:22K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Falcone Philip
Harbinger Capital Partners LLC
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
4/24/15 Falcone Philip 4 %Own.,Oth.² 1:22K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
4/21/15 Falcone Philip 4 %Own.,Oth.² 1:22K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
4/16/15 Falcone Philip 4 %Own.,Oth.² 1:22K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
11/28/14 Falcone Philip 4 %Own.,Oth.² 1:16K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
7/3/14 Falcone Philip 4 %Own.,Oth.² 1:22K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Global Opportunities Breakaway Ltd.
Harbinger Capital Partners II GP LLC
Harbinger Capital Partners II LP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
3/31/14 Falcone Philip 4 %Own.,Oth.² 1:23K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Global Opportunities Breakaway Ltd.
Harbinger Capital Partners II GP LLC
Harbinger Capital Partners II LP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
3/20/14 Falcone Philip 4 %Own.,Oth.² 1:23K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Global Opportunities Breakaway Ltd.
Harbinger Capital Partners II GP LLC
Harbinger Capital Partners II LP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
2/19/14 Falcone Philip 4 %Own.,Oth.² 1:22K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Global Opportunities Breakaway Ltd.
Harbinger Capital Partners II GP LLC
Harbinger Capital Partners II LP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
2/6/14 Falcone Philip 4 %Own.,Oth.² 1:22K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Global Opportunities Breakaway Ltd.
Harbinger Capital Partners II GP LLC
Harbinger Capital Partners II LP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
9/27/13 Falcone Philip 4 %Own.,Oth.² 1:24K Spectrum Brands Holdings, Inc. Paul Weiss Ri… LLP 01/FA
Global Opportunities Breakaway Ltd.
Harbinger Capital Partners II GP LLC
Harbinger Capital Partners II LP
Harbinger Capital Partners LLC
Harbinger Capital Partners Master Fund I, Ltd.
Harbinger Capital Partners Special Situations Fund, L.P.
Harbinger Capital Partners Special Situations GP, LLC
Harbinger Holdings, LLC
____________ | ¹ | Filing/Form Type: -K | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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