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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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2/3/11 Laurus Master Fund Ltd. 3 %Own.,Oth.² 1:17K Biovest International Inc. Broadridge Fin’l So… Inc
Grin David
Grin Eugene
Laurus Capital Management LLC
PSource Structured Debt Ltd.
Valens Capital Management, LLC
Valens Offshore SPV I, Ltd.
Valens U.S. SPV I, LLC
2/4/10 Laurus Master Fund Ltd. 4 %Own.,Oth.² 1:8K Growlife, Inc. Broadridge Fin’l So… Inc
Grin David
Grin Eugene
Laurus Capital Management LLC
6/1/09 Laurus Master Fund Ltd. 4 %Own.,Oth.² 1:77K National Investment Managers Inc. CT EDGAR123/FA
Erato Corp.
Grin David
Grin Eugene
Laurus Capital Management LLC
PSource Structured Debt Ltd.
Valens Capital Management, LLC
Valens Offshore SPV I, Ltd.
Valens Offshore SPV II, Corp.
Valens U.S. SPV I, LLC
2/20/08 Laurus Master Fund Ltd. 4/A Other² 1:18K 180 Connect Inc. CT EDGAR123/FA
Erato Corp.
Grin David
Grin Eugene
Laurus Capital Management LLC
Valens Capital Management, LLC
Valens Offshore SPV I, Ltd.
Valens U.S. SPV I, LLC
2/15/08 Laurus Master Fund Ltd. 3 %Own.,Oth.² 1:9K Growlife, Inc. CT EDGAR123/FA
Grin David
Grin Eugene
Laurus Capital Management LLC
2/11/08 Grin Eugene 4 %Own.,Oth.² 1:21K 180 Connect Inc. CT EDGAR123/FA
Erato Corp.
Grin David
Laurus Capital Management LLC
Laurus Master Fund Ltd.
Valens Capital Management, LLC
Valens Offshore SPV I, Ltd.
Valens U.S. SPV I, LLC
2/11/08 Erato Corp. 4 %Own.,Oth.² 1:28K 180 Connect Inc. CT EDGAR123/FA
Grin David
Grin Eugene
Laurus Capital Management LLC
Laurus Master Fund Ltd.
Valens Capital Management, LLC
Valens U.S. SPV I, LLC
1/28/08 Grin Eugene 4/A Other² 1:16K 180 Connect Inc. CT EDGAR123/FA
Erato Corp.
Grin David
Laurus Capital Management LLC
Laurus Master Fund Ltd.
Valens Capital Management, LLC
Valens U.S. SPV I, LLC
1/25/08 Grin David 4 Other² 1:15K 180 Connect Inc. Toppan Vite NY Inc./FA
Erato Corp.
Grin Eugene
Laurus Capital Management LLC
Laurus Master Fund Ltd.
Valens Capital Management, LLC
Valens U.S. SPV I, LLC
1/22/08 Grin Eugene 4 %Own.,Oth.² 1:15K 180 Connect Inc. CT EDGAR123/FA
Erato Corp.
Grin David
Laurus Capital Management LLC
Laurus Master Fund Ltd.
Valens Capital Management, LLC
Valens U.S. SPV I, LLC
1/15/08 Laurus Master Fund Ltd. 4 %Own.,Oth.² 1:15K 180 Connect Inc. CT EDGAR123/FA
Erato Corp.
Grin David
Grin Eugene
Laurus Capital Management LLC
Valens Capital Management, LLC
Valens U.S. SPV I, LLC
12/26/07 Grin David 4 %Own.,Oth.² 1:15K 180 Connect Inc. CT EDGAR123/FA
Erato Corp.
Grin Eugene
Laurus Capital Management LLC
Laurus Master Fund Ltd.
Valens Capital Management, LLC
Valens U.S. SPV I, LLC
12/21/07 Grin Eugene 4 %Own.,Oth.² 1:15K 180 Connect Inc. CT EDGAR123/FA
Erato Corp.
Grin David
Laurus Capital Management LLC
Laurus Master Fund Ltd.
Valens Capital Management, LLC
Valens U.S. SPV I, LLC
12/14/07 Laurus Master Fund Ltd. 4 %Own.,Oth.² 1:16K 180 Connect Inc. CT EDGAR123/FA
Erato Corp.
Grin David
Grin Eugene
Laurus Capital Management LLC
Valens Capital Management, LLC
Valens U.S. SPV I, LLC
12/13/07 Laurus Master Fund Ltd. 3 %Own.,Oth.² 1:26K National Investment Managers Inc. CT EDGAR123/FA
Erato Corp.
Grin David
Grin Eugene
Laurus Capital Management LLC
Valens Capital Management, LLC
Valens Offshore SPV I, Ltd.
Valens Offshore SPV II, Corp.
Valens U.S. SPV I, LLC
12/10/07 Laurus Master Fund Ltd. 4 %Own.,Oth.² 1:15K 180 Connect Inc. CT EDGAR123/FA
Erato Corp.
Grin David
Grin Eugene
Laurus Capital Management LLC
Valens Capital Management, LLC
Valens U.S. SPV I, LLC
12/4/07 Grin Eugene 4 %Own.,Oth.² 1:15K 180 Connect Inc. CT EDGAR123/FA
Erato Corp.
Grin David
Laurus Capital Management LLC
Laurus Master Fund Ltd.
Valens Capital Management, LLC
Valens U.S. SPV I, LLC
11/29/07 Grin Eugene 4 %Own.,Oth.² 1:15K 180 Connect Inc. CT EDGAR123/FA
Erato Corp.
Grin David
Laurus Capital Management LLC
Laurus Master Fund Ltd.
Valens Capital Management, LLC
Valens U.S. SPV I, LLC
11/20/07 Grin Eugene 4 %Own.,Oth.² 1:15K 180 Connect Inc. CT EDGAR123/FA
Erato Corp.
Grin David
Laurus Capital Management LLC
Laurus Master Fund Ltd.
Valens Capital Management, LLC
Valens U.S. SPV I, LLC
11/16/07 Grin David 4 %Own.,Oth.² 1:15K 180 Connect Inc. CT EDGAR123/FA
Erato Corp.
Grin Eugene
Laurus Capital Management LLC
Laurus Master Fund Ltd.
Valens Capital Management, LLC
Valens U.S. SPV I, LLC
| ____________ | | ¹ | Filing/Form Types: -K | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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