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¹ | Filing/Form Types: |
| 13F-NT | Quarterly Holdings Notice by a Money Manager — Form 13F. |
| 40-APP | Application for an Exemption Order or Other Relief by an Investment Company. |
| 40-OIP | Application for an SEC Exemption Order from the SEC Office of Insurance Products (OIP) by an Investment Company. |
| 144 | Notice of a Proposed Sale of Securities by an Insider — Form 144 { The Filer is an Insider² of the Issuer }. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |