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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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2/23/17 Farley George P 5 Dir.,Off.² 1:4K Applied Energetics, Inc. Applied Energetics, Inc.
4/5/16‡ Farley George P SC 13D 4/4/16 2:75K Applied Energetics, Inc. Toppan Merrill/FA
3/24/16 Farley George P 4 D,O,%Owner² 1:5K Applied Energetics, Inc. Toppan Merrill/FA
3/25/10 Farley George P 4 Director² 1:6K Applied Energetics, Inc. Toppan Merrill/FA
4/27/09 Farley George P 4 Director² 1:5K Applied Energetics, Inc. Toppan Merrill/FA
2/9/09 Farley George P 5 Director² 1:8K Applied Energetics, Inc. Toppan Merrill/FA
1/17/08 Farley George P 4 Director² 1:5K Applied Energetics, Inc. Toppan Merrill/FA
2/9/07 Farley George P 5 Director² 1:6K Applied Energetics, Inc. Toppan Merrill/FA
1/17/07 Farley George P 4 Director² 1:5K Applied Energetics, Inc. Toppan Merrill/FA
6/6/06 Farley George P 4 Director² 1:5K Applied Energetics, Inc. Toppan Merrill/FA
5/31/06 Farley George P 4 Director² 1:4K Applied Energetics, Inc. Toppan Merrill/FA
5/16/06 Farley George P 4 Director² 1:10K Applied Energetics, Inc. Toppan Merrill/FA
11/21/05 Farley George P 4 Director² 1:13K Applied Energetics, Inc. Toppan Merrill/FA
3/16/05 Farley George P 4 Director² 1:5K Applied Energetics, Inc. Toppan Merrill/FA
7/6/04 Farley George P 4 Director² 2:8K Applied Energetics, Inc. Toppan Merrill/FA
3/22/04 Farley George P 4 Director² 1:4K Applied Energetics, Inc. Toppan Merrill/FA
3/22/04 Farley George P 3 Director² 1:3K Applied Energetics, Inc. Toppan Merrill/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 5 | Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 { The Filer is an Insider² of the Issuer }. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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