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Effective Tuesday, 3/12/24
12
MAR


        

727  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 3/12/24  Cboe EDGX Exchange, Inc.          19B-4E      3/12/24    1:2K                                     SEC #7                   
 3/12/24  Cboe EDGA Exchange, Inc.          19B-4E      3/12/24    1:2K                                     SEC #7                   
 3/12/24  Cboe BZX Exchange, Inc.           19B-4E      3/12/24    1:2K                                     SEC #7                   
 3/12/24  Cboe BYX Exchange, Inc.           19B-4E      3/12/24    1:2K                                     SEC #7                   
 3/12/24  Country Capital Management Co.    X-17A-5    12/31/23    1:2K                                     SEC #7                   
 3/12/24  Metronome Securities, LLC         FOCUSN     12/31/23    1:2K                                     SEC #7                   
 3/12/24  FGC Securities, LLC               FOCUSN     12/31/23    1:2K                                     SEC #7                   
 3/12/24  Marshberry Capital, LLC.          FOCUSN     12/31/23    1:2K                                     SEC #7                   
 3/12/24  Umergence LLC                     FOCUSN     12/31/23    1:2K                                     SEC #7                   
 3/12/24  Exemplar Capital, LLC             FOCUSN     12/31/23    1:2K                                     SEC #7                   
 3/12/24  Abn Amro Securities (USA) LLC     FOCUSN     12/31/23    1:2K                                     SEC #7                   
 3/12/24  HI2 Securities, Inc.              FOCUSN     12/31/23    1:2K                                     SEC #7                   
 3/12/24  Karbone Capital Markets, LLC      FOCUSN     12/31/23    1:2K                                     SEC #7                   
 3/12/24  Pacific Alliance Associates LLC   FOCUSN     12/31/23    1:2K                                     SEC #7                   
 3/12/24  TS Imagine Brokerage Svcs, LLC    FOCUSN     12/31/23    1:2K                                     SEC #7                   
 3/12/24  Chertoff Capital, LLC             FOCUSN     12/31/23    1:2K                                     SEC #7                   
 3/12/24  Perpetual Americas Fds Distr… LLC FOCUSN     12/31/23    1:2K                                     SEC #7                   
 3/12/24  Bear Creek Securities LLC         FOCUSN     12/31/23    1:2K                                     SEC #7                   
 3/12/24  Conduent Securities, LLC          FOCUSN     12/31/23    1:2K                                     SEC #7                   
 3/12/24  Sutter Securities Clearing, LLC   FOCUSN     12/31/23    1:2K                                     SEC #7                   
____________
 ¹  Filing/Form Types: 
Type emoji
-K
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
 
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