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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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3/12/24 Cboe EDGX Exchange, Inc. 19B-4E 3/12/24 1:2K SEC #7
3/12/24 Cboe EDGA Exchange, Inc. 19B-4E 3/12/24 1:2K SEC #7
3/12/24 Cboe BZX Exchange, Inc. 19B-4E 3/12/24 1:2K SEC #7
3/12/24 Cboe BYX Exchange, Inc. 19B-4E 3/12/24 1:2K SEC #7
3/12/24 Country Capital Management Co. X-17A-5 12/31/23 1:2K SEC #7
3/12/24 Metronome Securities, LLC FOCUSN 12/31/23 1:2K SEC #7
3/12/24 FGC Securities, LLC FOCUSN 12/31/23 1:2K SEC #7
3/12/24 Marshberry Capital, LLC. FOCUSN 12/31/23 1:2K SEC #7
3/12/24 Umergence LLC FOCUSN 12/31/23 1:2K SEC #7
3/12/24 Exemplar Capital, LLC FOCUSN 12/31/23 1:2K SEC #7
3/12/24 Abn Amro Securities (USA) LLC FOCUSN 12/31/23 1:2K SEC #7
3/12/24 HI2 Securities, Inc. FOCUSN 12/31/23 1:2K SEC #7
3/12/24 Karbone Capital Markets, LLC FOCUSN 12/31/23 1:2K SEC #7
3/12/24 Pacific Alliance Associates LLC FOCUSN 12/31/23 1:2K SEC #7
3/12/24 TS Imagine Brokerage Svcs, LLC FOCUSN 12/31/23 1:2K SEC #7
3/12/24 Chertoff Capital, LLC FOCUSN 12/31/23 1:2K SEC #7
3/12/24 Perpetual Americas Fds Distr… LLC FOCUSN 12/31/23 1:2K SEC #7
3/12/24 Bear Creek Securities LLC FOCUSN 12/31/23 1:2K SEC #7
3/12/24 Conduent Securities, LLC FOCUSN 12/31/23 1:2K SEC #7
3/12/24 Sutter Securities Clearing, LLC FOCUSN 12/31/23 1:2K SEC #7
____________ | ¹ | Filing/Form Types: -K | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
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