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Effective Monday, 3/11/24
11
MAR


        

568  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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within them


        
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 3/11/24  Cboe EDGX Exchange, Inc.          19B-4E      3/11/24    1:2K                                     SEC #7                   
 3/11/24  Cboe EDGA Exchange, Inc.          19B-4E      3/11/24    1:2K                                     SEC #7                   
 3/11/24  Cboe BZX Exchange, Inc.           19B-4E      3/11/24    1:2K                                     SEC #7                   
 3/11/24  Cboe BYX Exchange, Inc.           19B-4E      3/11/24    1:2K                                     SEC #7                   
  3/1/24  ESHARES Inc. DBA Carta Inc.       TA-1/A      3/11/24    1:6K                                                              
 3/11/24 Harpoon Therapeutics, Inc.        EFFECT      3/11/24    1:2K                                     SEC #5                   
 3/11/24Harpoon Therapeutics, Inc.        EFFECT      3/11/24    1:2K                                     SEC #5                   
 3/11/24HCI Group, Inc.                   EFFECT      3/11/24    1:2K                                     SEC #5                   
 3/11/24CorEnergy Infrastructure Tr, Inc. EFFECT      3/11/24    1:2K                                     SEC #5                   
 3/11/24CorEnergy Infrastructure Tr, Inc. EFFECT      3/11/24    1:2K                                     SEC #5                   
 3/11/24CorEnergy Infrastructure Tr, Inc. EFFECT      3/11/24    1:2K                                     SEC #5                   
 3/11/24CorEnergy Infrastructure Tr, Inc. EFFECT      3/11/24    1:2K                                     SEC #5                   
 3/11/24Harpoon Therapeutics, Inc.        EFFECT      3/11/24    1:2K                                     SEC #5                   
 3/11/24CorEnergy Infrastructure Tr, Inc. EFFECT      3/11/24    1:2K                                     SEC #5                   
 3/11/24Vast Renewables Ltd.              EFFECT      3/11/24    1:2K                                     SEC #5                   
 3/11/24Bynd Cannasoft Enterprises Inc.   EFFECT      3/11/24    1:2K                                     SEC #5                   
 3/11/24Verb Technology Co., Inc.         QUALIF      3/11/24    1:2K                                     SEC #4                   
 3/11/24Guggenheim Defined Ports Se… 2390 EFFECT      3/11/24    1:2K                                     SEC #5                   
 3/11/24Masterworks Vault 4, LLC          QUALIF      3/11/24    1:2K                                     SEC #4                   
 3/11/24Gladowsky Capital Mgmt Corp.      X-17A-5    12/31/23    2:620K                                                            
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  EFFECT    SEC Notice of Effectiveness.
  QUALIF    SEC Notice of Qualification.
  TA-1    Application for Registration by a Transfer Agent — Form TA-1.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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