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Effective Thursday, 2/15/24
15
FEB


        

612  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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within them


        
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 2/15/24  Tifin Distribution Partners       FOCUSN     12/31/23    1:2K                                     SEC #7                   
 2/15/24  Bridge Street Securities, LLC     FOCUSN     12/31/23    1:2K                                     SEC #7                   
 2/15/24  Tifin Distribution Partners       X-17A-5    12/31/23    1:2K                                     SEC #7                   
 2/15/24  Safened US, Inc.                  X-17A-5    12/31/23    1:2K                                     SEC #7                   
 2/15/24  Intrepid Investment Bankers LLC   X-17A-5    12/31/23    1:2K                                     SEC #7                   
 2/15/24  Bridge Street Securities, LLC     X-17A-5    12/31/23    1:2K                                     SEC #7                   
 2/15/24  Link Securities LLC               X-17A-5    12/31/23    1:2K                                     SEC #7                   
 2/15/24  First Heartland Capital, Inc.     X-17A-5    12/31/23    1:2K                                     SEC #7                   
 2/15/24  Barclays plc                      13F-NT     12/31/23    1:3K                                                              
 2/15/24  Barclays plc                      13F-NT     12/31/23    1:3K                                                              
 2/15/24  Barclays plc                      13F-NT     12/31/23    1:3K                                                              
 2/15/24  Barclays plc                      13F-NT     12/31/23    1:3K                                                              
 2/15/24  Barclays plc                      13F-NT     12/31/23    1:3K                                                              
 2/15/24  Barclays plc                      13F-NT     12/31/23    1:3K                                                              
 2/15/24  Barclays plc                      13F-NT     12/31/23    1:3K                                                              
 2/15/24 Ondas Holdings Inc.               EFFECT      2/15/24    1:2K                                     SEC #5                   
 2/15/24RedHill Biopharma Ltd.            EFFECT      2/15/24    1:2K                                     SEC #5                   
 2/15/24Ondas Holdings Inc.               EFFECT      2/15/24    1:2K                                     SEC #5                   
 2/15/24Kepler Weber S.A.                 EFFECT      2/15/24    1:2K                                     SEC #5                   
 2/15/24APA Corp.                         EFFECT      2/15/24    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  13F-NT    Quarterly Holdings Notice by a Money Manager — Form 13F.
  EFFECT    SEC Notice of Effectiveness.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
 
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