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Effective Wednesday, 1/3/24
3
JAN


        

446  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  1/3/24  Shearman, Ralston Inc.            X-17A-5     9/30/23    1:2K                                     SEC #7                   
  1/3/24  Mutual Funds Associates Inc.      X-17A-5    10/31/23    1:2K                                     SEC #7                   
  1/3/24 Cybin Inc.                        EFFECT       1/3/24    1:2K                                     SEC #5                   
  1/3/24Liquidia Corp.                    EFFECT       1/3/24    1:2K                                     SEC #5                   
  1/3/24Theratechnologies Inc.            EFFECT       1/3/24    1:2K                                     SEC #5                   
  1/3/24First Internet Bancorp            EFFECT       1/3/24    1:2K                                     SEC #5                   
  1/3/24Realty Income Corp.               EFFECT       1/3/24    1:2K                                     SEC #5                   
  1/3/24Silvergate Capital Corp.          EFFECT       1/3/24    1:2K                                     SEC #5                   
  1/3/24Silvergate Capital Corp.          EFFECT       1/3/24    1:2K                                     SEC #5                   
  1/3/24Longboard Pharmaceuticals, Inc.   S-3MEF       1/3/24    3:51K                                    Donnelley … Solutions/FA 
  1/3/24  ToolBox OS, Inc.                  D            1/3/24    1:6K                                                              
  1/3/24  FCP Realty Fund VI-A, L.P.        D/A          1/3/24    1:12K                                                             
  1/3/24  FCP Fund VI-C Feeder, L.P.        D/A          1/3/24    1:12K                                                             
  1/3/24  Troluce Special Opportuniti… I LP D            1/3/24    1:6K                                     Kleinberg Kaplan Wo… P C 
  1/3/24  M&C 1 Equities Fund LP            D            1/3/24    1:7K                                                              
  1/3/24  Hudson Valley Property Group LLC  D            1/3/24    1:6K                                                              
  1/3/24  Fdctech, Inc.                     S-8          1/3/24    5:210K                                   M2 Compliance LLC/FA     
  1/3/24  Old Glory Asset Management LLC    13F-NT     12/31/23    1:4K                                     Toppan Merrill/FA        
  1/3/24  Silverwest Kauai Hotel, LLC       D/A          1/3/24    1:10K                                                             
  1/3/24  New Sky Investor Gp (2023), LLC   D            1/3/24    1:6K                                                              
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  13F-NT    Quarterly Holdings Notice by a Money Manager — Form 13F.
  D    Notice of an Exempt Offering of Securities — Form D.
  EFFECT    SEC Notice of Effectiveness.
  S-3MEF    Registration Statement to Add Securities to a Prior Form S-3 Registration.
  S-8    Registration Statement – Securities for an Employee Benefit Plan — Form S-8.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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