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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9/15/23 J K R & Co., Inc. X-17A-5 6/30/23 1:2K SEC #7
9/15/23 Cboe EDGX Exchange, Inc. 19B-4E 9/15/23 1:2K SEC #7
9/15/23 Cboe EDGA Exchange, Inc. 19B-4E 9/15/23 1:2K SEC #7
9/15/23 Cboe BYX Exchange, Inc. 19B-4E 9/15/23 1:2K SEC #7
9/15/23 Cboe BZX Exchange, Inc. 19B-4E 9/15/23 1:2K SEC #7
9/15/23‡ UroGen Pharma Ltd. EFFECT 9/15/23 1:2K SEC #5
9/15/23‡ Sandoz Group AG EFFECT 9/15/23 1:2K SEC #5
9/15/23‡ FiscalNote Holdings, Inc. EFFECT 9/15/23 1:2K SEC #5
9/15/23‡ U.S. Lighting Group, Inc. EFFECT 9/15/23 1:2K SEC #5
9/15/23‡ New Ambrx Biopharma Inc. EFFECT 9/15/23 1:2K SEC #5
9/15/23‡ T2 Biosystems, Inc. EFFECT 9/15/23 1:2K SEC #5
9/15/23‡ Boardwalk Pipeline Partners, LP EFFECT 9/15/23 1:3K SEC #5
Boardwalk Pipelines LP
9/15/23‡ SRIVARU Holding Ltd. EFFECT 9/15/23 1:2K SEC #5
9/15/23‡ Brookfield Infrastructure In… Inc EFFECT 9/15/23 1:2K SEC #5
9/15/23‡ Falcon’s Beyond Global, Inc. EFFECT 9/15/23 1:2K SEC #5
9/15/23‡ House Hack, Inc. QUALIF 9/15/23 1:2K SEC #4
9/15/23‡ FiscalNote Holdings, Inc. EFFECT 9/15/23 1:2K SEC #5
9/15/23‡ authID Inc. EFFECT 9/15/23 1:2K SEC #5
9/15/23‡ ETF Opportunities Trust EFFECT 9/15/23 1:10K SEC #5
→ Rex Incomemax Amd Strategy ETF
→ Rex Incomemax Amzn Strategy ETF
→ Rex Incomemax Biib Strategy ETF
→ Rex Incomemax Dis Strategy ETF
→ Rex Incomemax Eem Strategy ETF
→ Rex Incomemax GDXJ Strategy ETF
→ Rex Incomemax Goog Strategy ETF
→ Rex Incomemax Meta Strategy ETF
→ Rex Incomemax MSFT Strategy ETF
→ Rex Incomemax MSTR Strategy ETF
→ Rex Incomemax Pypl Strategy ETF
→ Rex Incomemax SLV Strategy ETF
→ Rex Incomemax SMH Strategy ETF
→ Rex Incomemax Snow Strategy ETF
→ Rex Incomemax Tlry Strategy ETF
→ Rex Incomemax Tsla Strategy ETF
→ Rex Incomemax V Strategy ETF
9/15/23‡ The3rdBevco Inc. QUALIF 9/15/23 1:2K SEC #4
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: -K | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | EFFECT | SEC Notice of Effectiveness. | | QUALIF | SEC Notice of Qualification. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | → | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |
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