As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

  7/3/23  Newoak Capital Markets LLC        X-17A-5     6/30/23    1:2K                                     SEC #7                   
  7/3/23  Amera Securities LLC              X-17A-5     6/30/23    1:2K                                     SEC #7                   
  7/3/23‡ Sumo Capital, LLC                 FOCUSN      12/3/22    1:2K                                     SEC #7                   
  7/3/23  Cboe EDGX Exchange, Inc.          19B-4E       7/3/23    1:2K                                     SEC #7                   
  7/3/23  Cboe EDGA Exchange, Inc.          19B-4E       7/3/23    1:2K                                     SEC #7                   
  7/3/23  Cboe BYX Exchange, Inc.           19B-4E       7/3/23    1:2K                                     SEC #7                   
  7/3/23  Cboe BZX Exchange, Inc.           19B-4E       7/3/23    1:2K                                     SEC #7                   
  7/3/23  Cboe EDGX Exchange, Inc.          19B-4E       7/3/23    1:2K                                     SEC #7                   
  7/3/23  Cboe EDGA Exchange, Inc.          19B-4E       7/3/23    1:2K                                     SEC #7                   
  7/3/23  Cboe BZX Exchange, Inc.           19B-4E       7/3/23    1:2K                                     SEC #7                   
  7/3/23  Cboe BYX Exchange, Inc.           19B-4E       7/3/23    1:2K                                     SEC #7                   
  7/3/23‡ Genelux Corp.                     EFFECT       7/3/23    1:2K                                     SEC #5                   
  7/3/23‡ Enliven Therapeutics, Inc.        EFFECT       7/3/23    1:2K                                     SEC #5                   
  7/3/23‡ Inpixon                           EFFECT       7/3/23    1:2K                                     SEC #5                   
  7/3/23‡ Color Star Technology Co., Ltd.   EFFECT       7/3/23    1:2K                                     SEC #5                   
  7/3/23‡ Smith Micro Software, Inc.        EFFECT       7/3/23    1:2K                                     SEC #5                   
  7/3/23‡ Austin Gold Corp.                 EFFECT       7/3/23    1:2K                                     SEC #5                   
  7/3/23‡ Brookfield Investment Funds       EFFECT       7/3/23    1:3K                                     SEC #5                   
          → Center Coast Brookfield Midstream Focus Fund
  7/3/23‡ 1847 Holdings LLC                 EFFECT       7/3/23    1:2K                                     SEC #5                   
  7/3/23‡ Intuitive Machines, Inc.          EFFECT       7/3/23    1:2K                                     SEC #5                   

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	EFFECT	SEC Notice of Effectiveness.
	FOCUSN	Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
→	Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.