SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Effective Thursday, 2/16/23
16
FEB


        

357  Filings
Filing emoji
 ·  Click on a Filing/Form Type¹
Filing/Form Type emoji
-A to view it
 ·  List the Documents
Document emoji
& Exhibits
Exhibit emoji
within them


        
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   18   ·  All     
Bottom



        
Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 2/16/23  Green Vista Capital, LLC          X-17A-5    12/31/21    1:2K                                     SEC #7                   
 2/16/23  Green Vista Capital, LLC          X-17A-5    12/31/18    1:2K                                     SEC #7                   
 2/16/23  Hext Capital Partners LLC         X-17A-5    12/31/18    1:2K                                     SEC #7                   
 2/16/23  Brandon Investments, Inc.         X-17A-5    12/31/18    1:2K                                     SEC #7                   
 2/16/23  FG Capital LC                     X-17A-5    12/31/22    1:2K                                     SEC #7                   
 2/16/23  Fund Investors, Inc.              X-17A-5    12/31/22    1:2K                                     SEC #7                   
 2/16/23  Pilot Hill Capital LLC            X-17A-5    12/31/20    1:2K                                     SEC #7                   
 2/16/23  Green Vista Capital, LLC          X-17A-5    12/31/20    1:2K                                     SEC #7                   
 2/16/23  NCG Securities LLC                X-17A-5    12/31/20    1:2K                                     SEC #7                   
 2/16/23  Pacific Century Securities, LLC   X-17A-5    12/31/20    1:2K                                     SEC #7                   
 2/16/23  PGP Capital Advisors, LLC         X-17A-5    12/31/20    1:2K                                     SEC #7                   
 2/16/23  Marathon Capital Markets, LLC     X-17A-5    12/31/20    1:2K                                     SEC #7                   
 2/16/23  Next Financial Group, Inc.        X-17A-5    12/31/20    1:2K                                     SEC #7                   
 2/16/23  Hext Capital Partners LLC         X-17A-5    12/31/20    1:2K                                     SEC #7                   
 2/16/23  Allen C. Ewing & Co.              X-17A-5    12/31/20    1:2K                                     SEC #7                   
 2/16/23  Brandon Investments, Inc.         X-17A-5    12/31/20    1:2K                                     SEC #7                   
 2/16/23  NCG Securities LLC                FOCUSN     12/31/20    1:2K                                     SEC #7                   
 2/16/23  PGP Capital Advisors, LLC         FOCUSN     12/31/20    1:2K                                     SEC #7                   
 2/16/23  Green Vista Capital, LLC          X-17A-5    12/31/19    1:2K                                     SEC #7                   
 2/16/23  Melio Securities Co., LLC         X-17A-5    12/31/19    1:2K                                     SEC #7                   
____________
 ¹  Filing/Form Types: 
Type emoji
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
 
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   18   ·  All     
Top



        


Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Tue., May 14, 5:53:57.4pm ET