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Effective Monday, 1/23/23
23
JAN


        

578  Filings
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 ·  Click on a Filing/Form Type¹
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-K to view it
 ·  List the Documents
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& Exhibits
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within them


        
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 1/23/23  Doeren Mayhew Capital Advs, LLC   X-17A-5     9/30/22    1:2K                                     SEC #7                   
 1/23/23  Quincy Cass Associates, Inc.      X-17A-5    11/30/22    1:2K                                     SEC #7                   
 1/23/23  Doeren Mayhew Capital Advs, LLC   X-17A-5     9/30/19    1:2K                                     SEC #7                   
 1/13/23  Computershare Inc./TA             TA-1/A      1/23/23    1:26K                                                             
 1/23/23 Doeren Mayhew Capital Advs, LLC   X-17A-5     9/30/18    1:2K                                     SEC #7                   
 1/23/23Top Ships Inc.                    EFFECT      1/23/23    1:2K                                     SEC #5                   
 1/23/23Masterworks 212, LLC              QUALIF      1/23/23    1:2K                                     SEC #4                   
 1/23/23Morgan Stanley ETF Trust          EFFECT      1/23/23    1:5K                                     SEC #5                   Calvert International Responsible Index ETFCalvert Ultra-Short Investment Grade ETFCalvert US Large-Cap Core Responsible Index ETFCalvert US Large-Cap Diversity, Equity & Inclusion Index ETFCalvert US Mid-Cap Core Responsible Index ETFCalvert US Select Equity ETF
 1/23/23Masterworks 203, LLC              QUALIF      1/23/23    1:2K                                     SEC #4                   
 1/23/23Masterworks 188, LLC              QUALIF      1/23/23    1:2K                                     SEC #4                   
 1/23/23Forward Pharma A/S                EFFECT      1/23/23    1:2K                                     SEC #5                   
 1/23/23Old Ayala, Inc.                   EFFECT      1/23/23    1:2K                                     SEC #5                   
 1/23/23Masterworks 199, LLC              QUALIF      1/23/23    1:2K                                     SEC #4                   
 1/23/23Aveo Pharmaceuticals, Inc.        EFFECT      1/23/23    1:2K                                     SEC #5                   
 1/23/23Hudson Technologies Inc./NY       EFFECT      1/23/23    1:2K                                     SEC #5                   
 1/23/23Proterra Inc.                     EFFECT      1/23/23    1:2K                                     SEC #5                   
 1/23/23Red Oak Cap Intermediate Inc… LLC QUALIF      1/23/23    1:2K                                     SEC #4                   
 1/23/23LogicMark, Inc.                   EFFECT      1/23/23    1:2K                                     SEC #5                   
 1/23/23Aveo Pharmaceuticals, Inc.        EFFECT      1/23/23    1:2K                                     SEC #5                   
 1/23/23SatixFy Communications Ltd.       EFFECT      1/23/23    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  EFFECT    SEC Notice of Effectiveness.
  QUALIF    SEC Notice of Qualification.
  TA-1    Application for Registration by a Transfer Agent — Form TA-1.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
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