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Effective Wednesday, 11/16/22
16
NOV


        

437  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
11/16/22  Franklin Distributors, LLC        FOCUSN      9/30/22    1:2K                                     SEC #7                   
11/16/22  Templeton/Franklin Inv Svcs, Inc. FOCUSN      9/30/22    1:2K                                     SEC #7                   
11/16/22  Templeton/Franklin Inv Svcs, Inc. X-17A-5     9/30/22    1:2K                                     SEC #7                   
11/16/22  Nasdaq Stock Market LLC           19B-4E     11/16/22    1:2K                                     SEC #7                   
11/16/22  Nasdaq Stock Market LLC           19B-4E     11/16/22    1:2K                                     SEC #7                   
11/16/22  NYSE Arca, Inc.                   19B-4E     11/16/22    1:2K                                     SEC #7                   
11/16/22 Bionomics Ltd./FI                 EFFECT     11/16/22    1:2K                                     SEC #5                   
11/16/22Context Therapeutics Inc.         EFFECT     11/16/22    1:2K                                     SEC #5                   
11/16/22First Watch Restaurant Gp, Inc.   EFFECT     11/16/22    1:2K                                     SEC #5                   
11/16/22Annexon, Inc.                     EFFECT     11/16/22    1:2K                                     SEC #5                   
11/16/22Sonendo, Inc.                     EFFECT     11/16/22    1:2K                                     SEC #5                   
11/16/22ChromaDex Corp.                   EFFECT     11/16/22    1:2K                                     SEC #5                   
11/16/22Bioceres Crop Solutions Corp.     EFFECT     11/16/22    1:2K                                     SEC #5                   
11/16/22Sovos Brands, Inc.                EFFECT     11/16/22    1:2K                                     SEC #5                   
11/16/22Alarum Technologies Ltd.          EFFECT     11/16/22    1:2K                                     SEC #5                   
11/16/22SenesTech, Inc.                   EFFECT     11/16/22    1:2K                                     SEC #5                   
11/16/22Minnesota Life Individual V… Acct EFFECT     11/16/22    1:3K                                     SEC #5                   Minnesota Life Individual Variable Universal Life Account
11/16/22Bionomics Ltd./FI                 F-1MEF     11/16/22    4:99K                                    Donnelley … Solutions/FA 
11/16/22  Angels Management LLC             D          11/16/22    1:8K                                     Draken TopCo LLC         
11/16/22  ASP Isotopes Inc.                 S-8        11/16/22    4:127K                                   EdgarAgents LLC/FA       
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-U
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  D    Notice of an Exempt Offering of Securities — Form D.
  EFFECT    SEC Notice of Effectiveness.
  F-1MEF    Registration Statement to Add Securities to a Prior Form F-1 Registration.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  S-8    Registration Statement – Securities for an Employee Benefit Plan — Form S-8.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
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