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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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10/12/22 Cboe EDGX Exchange, Inc. 19B-4E 10/12/22 1:2K SEC #7
10/12/22 Cboe EDGA Exchange, Inc. 19B-4E 10/12/22 1:2K SEC #7
10/12/22 Cboe BZX Exchange, Inc. 19B-4E 10/12/22 1:2K SEC #7
10/12/22 Cboe BYX Exchange, Inc. 19B-4E 10/12/22 1:2K SEC #7
10/12/22 Blue Line Protection Group, Inc. S-8 10/12/22 7:291K M2 Compliance LLC/FA
10/12/22‡ Lilium N.V. EFFECT 10/12/22 1:2K SEC #5
10/12/22‡ Lilium N.V. EFFECT 10/12/22 1:2K SEC #5
10/12/22‡ Chicken Soup for the Soul En… Inc EFFECT 10/12/22 1:2K SEC #5
10/12/22‡ Castellum, Inc. EFFECT 10/12/22 1:2K SEC #5
10/12/22‡ Artesian Resources Corp. EFFECT 10/12/22 1:2K SEC #5
10/12/22‡ Mondee Holdings, Inc. EFFECT 10/12/22 1:2K SEC #5
10/12/22‡ Lilium N.V. EFFECT 10/12/22 1:2K SEC #5
10/12/22‡ Infrastructure & Energy Alte… Inc EFFECT 10/12/22 1:2K SEC #5
10/12/22‡ Sono Group N.V. EFFECT 10/12/22 1:2K SEC #5
10/12/22‡ Bluerock Residential Growth … Inc EFFECT 10/12/22 1:2K SEC #5
10/12/22‡ Infrastructure & Energy Alte… Inc EFFECT 10/12/22 1:2K SEC #5
10/12/22‡ MedMen Enterprises, Inc. EFFECT 10/12/22 1:2K SEC #5
10/12/22‡ Infrastructure & Energy Alte… Inc EFFECT 10/12/22 1:2K SEC #5
10/12/22‡ Legion M Entertainment, Inc. QUALIF 10/12/22 1:2K SEC #4
10/12/22‡ Spring Valley Acq Corp. II EFFECT 10/12/22 1:2K SEC #5
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | EFFECT | SEC Notice of Effectiveness. | | QUALIF | SEC Notice of Qualification. | | S-8 | Registration Statement – Securities for an Employee Benefit Plan — Form S-8. |
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