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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9/14/22 Cboe EDGX Exchange, Inc. 19B-4E 9/14/22 1:2K SEC #7
9/14/22 Cboe EDGA Exchange, Inc. 19B-4E 9/14/22 1:2K SEC #7
9/14/22 Cboe BZX Exchange, Inc. 19B-4E 9/14/22 1:2K SEC #7
9/14/22 Cboe BYX Exchange, Inc. 19B-4E 9/14/22 1:2K SEC #7
9/14/22‡ Ginkgo Bioworks Holdings, Inc. EFFECT 9/14/22 1:2K SEC #5
9/14/22‡ Berry Corp. (bry) EFFECT 9/14/22 1:2K SEC #5
9/14/22‡ Elys Game Technology, Corp. EFFECT 9/14/22 1:2K SEC #5
9/14/22‡ Prologis, L.P. EFFECT 9/14/22 1:2K SEC #5
9/14/22‡ Trinity Biotech plc EFFECT 9/14/22 1:2K SEC #5
9/14/22‡ Rigetti Computing, Inc. EFFECT 9/14/22 1:2K SEC #5
9/14/22‡ SinglePoint Inc. EFFECT 9/14/22 1:2K SEC #5
9/14/22‡ Sono Tek Corp. EFFECT 9/14/22 1:2K SEC #5
9/14/22‡ First Watch Restaurant Gp, Inc. EFFECT 9/14/22 1:2K SEC #5
9/14/22‡ Teucrium Commodity Trust EFFECT 9/14/22 1:2K SEC #5
9/14/22‡ Theriva Biologics, Inc. EFFECT 9/14/22 1:2K SEC #5
9/14/22‡ IceCure Medical Ltd. EFFECT 9/14/22 1:2K SEC #5
9/14/22‡ Third Harmonic Bio, Inc. EFFECT 9/14/22 1:2K SEC #5
9/14/22‡ 22nd Century Group, Inc. EFFECT 9/14/22 1:2K SEC #5
9/14/22‡ Cityfunds I, LLC QUALIF 9/14/22 1:2K SEC #4
9/14/22‡ Berkshire Grey, Inc. EFFECT 9/14/22 1:2K SEC #5
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | EFFECT | SEC Notice of Effectiveness. | | QUALIF | SEC Notice of Qualification. |
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