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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9/8/22 Secu Brokerage Services, Inc. X-17A-5 6/30/22 1:2K SEC #7
9/8/22 Cboe EDGX Exchange, Inc. 19B-4E 9/8/22 1:2K SEC #7
9/8/22 Cboe EDGA Exchange, Inc. 19B-4E 9/8/22 1:2K SEC #7
9/8/22 Cboe BZX Exchange, Inc. 19B-4E 9/8/22 1:2K SEC #7
9/8/22 Cboe BYX Exchange, Inc. 19B-4E 9/8/22 1:2K SEC #7
9/8/22‡ Deep Green Waste & Recycling, Inc EFFECT 9/8/22 1:2K SEC #5
9/8/22‡ TuanChe Ltd. EFFECT 9/8/22 1:2K SEC #5
9/8/22‡ Swvl Holdings Corp. EFFECT 9/8/22 1:2K SEC #5
9/8/22‡ Swvl Holdings Corp. EFFECT 9/8/22 1:2K SEC #5
9/8/22‡ EF Hutton Acquisition Corp. I EFFECT 9/8/22 1:2K SEC #5
9/8/22‡ Crescent Energy Co. EFFECT 9/8/22 1:2K SEC #5
9/8/22‡ Ginkgo Bioworks Holdings, Inc. EFFECT 9/8/22 1:2K SEC #5
9/8/22‡ Aziyo Biologics, Inc. EFFECT 9/8/22 1:2K SEC #5
9/8/22‡ Enerflex Ltd. EFFECT 9/8/22 1:2K SEC #5
9/8/22‡ Swvl Holdings Corp. EFFECT 9/8/22 1:2K SEC #5
9/8/22‡ Ginkgo Bioworks Holdings, Inc. EFFECT 9/8/22 1:2K SEC #5
9/8/22‡ MasTec, Inc. EFFECT 9/8/22 1:2K SEC #5
9/8/22‡ Yoshiharu Global Co. EFFECT 9/8/22 1:2K SEC #5
9/8/22‡ Niocorp Developments Ltd. EFFECT 9/8/22 1:2K SEC #5
9/8/22‡ T-REX Acquisition Corp. EFFECT 9/8/22 1:2K SEC #5
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | EFFECT | SEC Notice of Effectiveness. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
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