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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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7/12/22 Cboe EDGX Exchange, Inc. 19B-4E 7/12/22 1:2K SEC #7
7/12/22 Cboe EDGA Exchange, Inc. 19B-4E 7/12/22 1:2K SEC #7
7/12/22 Cboe BYX Exchange, Inc. 19B-4E 7/12/22 1:2K SEC #7
7/12/22‡ iSpecimen Inc. EFFECT 7/12/22 1:2K SEC #5
7/12/22‡ Willamette Valley Vineyards Inc. EFFECT 7/12/22 1:2K SEC #5
7/12/22‡ Molecular Partners AG EFFECT 7/12/22 1:2K SEC #5
7/12/22‡ Cryomass Technologies, Inc. EFFECT 7/12/22 1:2K SEC #5
7/12/22‡ Pacific Gas & Electric Co. EFFECT 7/12/22 1:3K SEC #5
PG&E Wildfire Recovery Funding LLC
7/12/22‡ FT 10174 EFFECT 7/12/22 1:2K SEC #5
7/12/22‡ Femasys Inc. EFFECT 7/12/22 1:2K SEC #5
7/12/22‡ FT 10173 EFFECT 7/12/22 1:2K SEC #5
7/12/22‡ ChargePoint Holdings, Inc. EFFECT 7/12/22 1:2K SEC #5
7/12/22‡ Cvent Holding Corp. EFFECT 7/12/22 1:2K SEC #5
7/12/22‡ FT 10172 EFFECT 7/12/22 1:2K SEC #5
7/12/22‡ TMC the metals Co. Inc. EFFECT 7/12/22 1:2K SEC #5
7/12/22‡ Applied UV, Inc. EFFECT 7/12/22 1:2K SEC #5
7/12/22‡ Western Magnesium Corp. EFFECT 7/12/22 1:2K SEC #5
7/12/22‡ Entasis Theraps Holdings Inc. EFFECT 7/12/22 1:2K SEC #5
7/12/22‡ Biogen Inc. EFFECT 7/12/22 1:2K SEC #5
7/12/22‡ DarioHealth Corp. EFFECT 7/12/22 1:2K SEC #5
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -Q | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | EFFECT | SEC Notice of Effectiveness. |
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