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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5/19/22‡ Tejon Ranch Co. EFFECT 5/19/22 1:2K SEC #5
5/19/22‡ Brenmiller Energy Ltd. EFFECT 5/19/22 1:2K SEC #5
5/19/22‡ XWELL, Inc. EFFECT 5/19/22 1:2K SEC #5
5/19/22‡ Battalion Oil Corp. EFFECT 5/19/22 1:2K SEC #5
5/19/22‡ JE Cleantech Holdings Ltd. EFFECT 5/19/22 1:2K SEC #5
5/19/22‡ IronNet, Inc. EFFECT 5/19/22 1:2K SEC #5
5/19/22‡ BlackRock Capital Inv Corp. EFFECT 5/19/22 1:2K SEC #5
5/19/22‡ IronNet, Inc. EFFECT 5/19/22 1:2K SEC #5
5/19/22‡ Cloudastructure, Inc. QUALIF 5/19/22 1:2K SEC #4
5/19/22‡ Aeterna Zentaris Inc. EFFECT 5/19/22 1:2K SEC #5
5/19/22‡ Aeterna Zentaris Inc. EFFECT 5/19/22 1:2K SEC #5
5/19/22‡ European Wax Center, Inc. EFFECT 5/19/22 1:2K SEC #5
5/19/22‡ Franco Nevada Corp. EFFECT 5/19/22 1:2K SEC #5
5/19/22‡ NOYACK Logistics Income REIT… Inc QUALIF 5/19/22 1:2K SEC #4
5/19/22‡ Tricida, Inc. EFFECT 5/19/22 1:2K SEC #5
5/19/22‡ Sutro Biopharma, Inc. EFFECT 5/19/22 1:2K SEC #5
5/19/22‡ Creative Medical Tech Holdin… Inc EFFECT 5/19/22 1:2K SEC #5
5/19/22‡ Aeterna Zentaris Inc. EFFECT 5/19/22 1:2K SEC #5
5/19/22 EquityZen Growth Tech Fd LL… 1099 D 5/19/22 1:7K
5/19/22 Lido Uncapped Platinum Fd (I… LP D/A 5/19/22 1:7K Akin Gump Straus… LLP/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | D | Notice of an Exempt Offering of Securities — Form D. | | EFFECT | SEC Notice of Effectiveness. | | QUALIF | SEC Notice of Qualification. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. |
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