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Effective Friday, 4/15/22
15
APR


        

552  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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within them


        
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 4/15/22  Level Four Financial, LLC         FOCUSN     12/31/21    1:2K                                     SEC #7                   
 4/15/22  Level Four Financial, LLC         X-17A-5    12/31/21    1:2K                                     SEC #7                   
 4/15/22  Rencap Securities, Inc.           X-17A-5    12/31/21    1:2K                                     SEC #7                   
 4/15/22  Rencap Securities, Inc.           FOCUSN     12/31/21    1:2K                                     SEC #7                   
 4/15/22 4D Molecular Therapeutics, Inc.   EFFECT      4/15/22    1:2K                                     SEC #5                   
 4/15/22Greenbrook TMS Inc.               EFFECT      4/15/22    1:2K                                     SEC #5                   
 4/15/22SmartKem, Inc.                    EFFECT      4/15/22    1:2K                                     SEC #5                   
 4/15/22Woodside Energy Group Ltd.        EFFECT      4/15/22    1:2K                                     SEC #5                   
 4/15/22Mullen Automotive Inc.            EFFECT      4/15/22    1:2K                                     SEC #5                   
 4/15/22Energy Co. of Minas Gerais        EFFECT      4/15/22    1:2K                                     SEC #5                   
 4/15/22Crane Holdings, Co.               EFFECT      4/15/22    1:2K                                     SEC #5                   
 4/15/22Greenpro Capital Corp.            EFFECT      4/15/22    1:2K                                     SEC #5                   
 4/15/22Masterworks 111, LLC              QUALIF      4/15/22    1:2K                                     SEC #4                   
 4/15/22Masterworks 114, LLC              QUALIF      4/15/22    1:2K                                     SEC #4                   
 4/15/22Bradesco Investments Inc.         X-17A-5/A  12/31/21    4:6M                                                              
 4/15/22Bradesco Investments Inc.         X-17A-5/A  12/31/21    2:834K                                                            
 4/15/22  Shareholder Commons               PX14A6G     4/15/22    1:143K Meta Platforms, Inc.              Securex Filings/FA       
 4/15/22  RCapital Crypto II a Series o… LP D/A         4/15/22    1:6K                                                              
 4/15/22  AirCare Investor, LLC             D           4/15/22    1:5K                                                              
 4/15/22  RxLightning, Inc.                 D           4/15/22    1:6K                                     RDG Filings/FA           
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  D    Notice of an Exempt Offering of Securities — Form D.
  EFFECT    SEC Notice of Effectiveness.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  PX14A6G    Notice of an Exempt Non-Management Proxy Solicitation.
  QUALIF    SEC Notice of Qualification.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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