|
---|
As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
---|
|
---|
2/4/22 J.W. Korth & Co., LP X-17A-5 12/31/21 1:2K SEC #7
2/4/22 NYSE Arca, Inc. 19B-4E 2/4/22 1:2K SEC #7
2/4/22 NYSE Arca, Inc. 19B-4E 2/4/22 1:2K SEC #7
2/4/22 NYSE Arca, Inc. 19B-4E 2/4/22 1:2K SEC #7
2/4/22 NYSE Arca, Inc. 19B-4E 2/4/22 1:2K SEC #7
2/4/22 NYSE Arca, Inc. 19B-4E 2/4/22 1:2K SEC #7
2/4/22 NYSE Arca, Inc. 19B-4E 2/4/22 1:2K SEC #7
2/4/22 JPMorgan Chase Bank N… Depositary F-6EF 2/4/22 4:131K Vantage Towers AG/ADR E-Data Systems, Inc./FA
2/4/22‡ Veritone, Inc. EFFECT 2/4/22 1:2K SEC #5
2/4/22‡ Lexaria Bioscience Corp. EFFECT 2/4/22 1:2K SEC #5
2/4/22‡ AIM ImmunoTech Inc. EFFECT 2/4/22 1:2K SEC #5
2/4/22‡ Terawulf Inc. EFFECT 2/4/22 1:2K SEC #5
2/4/22‡ Ankam Inc. EFFECT 2/4/22 1:2K SEC #5
2/4/22‡ Medicine Man Technologies, Inc. EFFECT 2/4/22 1:2K SEC #5
2/4/22‡ Todos Medical Ltd. EFFECT 2/4/22 1:2K SEC #5
2/4/22‡ American Rebel Holdings Inc. EFFECT 2/4/22 1:2K SEC #5
2/4/22‡ Creci Inc. QUALIF 2/4/22 1:2K SEC #4
2/4/22‡ Nuvectis Pharma, Inc. EFFECT 2/4/22 1:2K SEC #5
2/4/22‡ ZA Group, Inc. QUALIF 2/4/22 1:2K SEC #4
2/4/22‡ Ses Ai Corp. EFFECT 2/4/22 1:2K SEC #5
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | EFFECT | SEC Notice of Effectiveness. | | F-6EF | Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6. | | QUALIF | SEC Notice of Qualification. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
|