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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9/22/21 Nasdaq Stock Market LLC 19B-4E 9/22/21 1:2K SEC #7
9/22/21 Cboe EDGX Exchange, Inc. 19B-4E 9/22/21 1:2K SEC #7
9/22/21 Cboe EDGA Exchange, Inc. 19B-4E 9/22/21 1:2K SEC #7
9/22/21 Cboe BZX Exchange, Inc. 19B-4E 9/22/21 1:2K SEC #7
9/22/21 Cboe BYX Exchange, Inc. 19B-4E 9/22/21 1:2K SEC #7
9/22/21‡ Sterling Check Corp. EFFECT 9/22/21 1:2K SEC #5
9/22/21‡ Sovos Brands, Inc. EFFECT 9/22/21 1:2K SEC #5
9/22/21‡ EngageSmart, Inc. EFFECT 9/22/21 1:2K SEC #5
9/22/21‡ Argo Blockchain plc EFFECT 9/22/21 1:2K SEC #5
9/22/21‡ SAB Biotherapeutics, Inc. EFFECT 9/22/21 1:2K SEC #5
9/22/21‡ Farmers National Banc Corp./OH EFFECT 9/22/21 1:2K SEC #5
9/22/21‡ F/M Funds Trust EFFECT 9/22/21 1:5K SEC #5
→ F/m Investments Large Cap Focused Fund
→ F/m Investments Large Cap Focused Fund
9/22/21‡ CPI Card Group Inc. EFFECT 9/22/21 1:2K SEC #5
9/22/21‡ Thorne Healthtech, Inc. EFFECT 9/22/21 1:2K SEC #5
9/22/21‡ Brilliant Earth Group, Inc. EFFECT 9/22/21 1:2K SEC #5
9/22/21‡ Legacy EJY, Inc. EFFECT 9/22/21 1:2K SEC #5
9/22/21‡ Ecrid, Inc. EFFECT 9/22/21 1:2K SEC #5
9/22/21‡ Rockley Photonics Holdings Ltd. EFFECT 9/22/21 1:2K SEC #5
9/22/21‡ Chartwell Funds EFFECT 9/22/21 1:3K SEC #5
→ Chartwell Short Duration Bond Fund
9/22/21‡ Ferroglobe plc EFFECT 9/22/21 1:2K SEC #5
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | EFFECT | SEC Notice of Effectiveness. | | → | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |
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