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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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2/25/21 Crutchfield Securities, L.L.C. X-17A-5 12/31/20 1:2K SEC #7
2/25/21 Girard Investment Services, LLC X-17A-5 12/31/20 1:2K SEC #7
2/25/21 Jacques Financial, LLC X-17A-5 12/31/20 1:2K SEC #7
2/25/21 I (X) Securities, LLC FOCUSN 12/31/20 1:2K SEC #7
2/25/21‡ Silvergrove Advisors LLC X-17A-5 12/31/20 1:2K SEC #7
2/25/21‡ Cap Dynamics Broker Dealer LLC X-17A-5 12/31/20 1:2K SEC #7
2/25/21‡ FG Capital LC X-17A-5 12/31/20 1:2K SEC #7
2/25/21‡ Western Strategic Assets, L.L.C. X-17A-5 12/31/20 1:2K SEC #7
2/25/21‡ Transnational Capital Corp. FOCUSN 12/31/20 1:2K SEC #7
2/25/21 Hedgebay Securities LLC FOCUSN 12/31/20 1:2K SEC #7
2/25/21 Jacques Financial, LLC FOCUSN 12/31/20 1:2K SEC #7
2/25/21‡ OTC Link LLC FOCUSN 12/31/20 1:2K SEC #7
2/25/21‡ OTC Link LLC X-17A-5 12/31/20 1:2K SEC #7
2/25/21 Hedgebay Securities LLC X-17A-5 12/31/20 1:2K SEC #7
2/25/21 Axiom Capital Management, Inc. X-17A-5 12/31/20 1:2K SEC #7
2/25/21 Kevin Hart Kornfield & Co., Inc. X-17A-5 12/31/20 1:2K SEC #7
2/25/21 Jack V. Butterfield Inv Co. X-17A-5 12/31/20 1:2K SEC #7
2/25/21 Mann Mann Jensen Partners LP FOCUSN 12/31/20 1:2K SEC #7
2/25/21 Apexus Capital LLC X-17A-5 12/31/20 1:2K SEC #7
2/25/21 Sidoti & Co., LLC FOCUSN 12/31/20 1:2K SEC #7
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: /A | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
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