SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Effective Thursday, 12/5/19
5
DEC


        

447  Filings
Filing emoji
 ·  Click on a Filing/Form Type¹
Filing/Form Type emoji
to view it
 ·  List the Documents
Document emoji
& Exhibits
Exhibit emoji
within them


        
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   23   ·  All     
Bottom



        
Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 12/5/19  Cboe EDGA Exchange, Inc.          19B-4E      12/5/19    1:2K                                     SEC #7                   
 12/5/19  Cboe BZX Exchange, Inc.           19B-4E      12/5/19    1:2K                                     SEC #7                   
 12/5/19  Cboe BYX Exchange, Inc.           19B-4E      12/5/19    1:2K                                     SEC #7                   
 12/5/19  Cboe EDGX Exchange, Inc.          19B-4E      12/5/19    1:2K                                     SEC #7                   
 12/5/19  BD4RIA, Inc.                      X-17A-5     9/30/19    1:2K                                     SEC #7                   
 12/5/19  FHN Fin’l Capital Markets/G-FIN   G-FIN/A     12/5/19    1:2K                                     SEC #7                   
11/25/19  Invesco Investment Services Inc.  TA-1/A      12/5/19    1:47K                                                             
 12/5/19 Arch Therapeutics, Inc.           EFFECT      12/5/19    1:2K                                     SEC #5                   
 12/5/19Ducommun Inc./DE                  EFFECT      12/5/19    1:2K                                     SEC #5                   
 12/5/19Dynatrace, Inc.                   EFFECT      12/5/19    1:2K                                     SEC #5                   
 12/5/19FT 8416                           EFFECT      12/5/19    1:2K                                     SEC #5                   
 12/5/19Gcdi S.A./ADR                     EFFECT      12/5/19    1:2K                                     SEC #5                   
 12/5/19Healthcare Trust, Inc.            EFFECT      12/5/19    1:2K                                     SEC #5                   
 12/5/19MGM Growth Props Operating Pa… LP EFFECT      12/5/19    1:4K                                     SEC #5                   
          MGP Finance Co-Issuer, Inc.
          MGP Lessor Holdings, LLC
          MGP Lessor, LLC
 12/5/19MyMD Pharmaceuticals, Inc.        EFFECT      12/5/19    1:2K                                     SEC #5                   
 12/5/19FT 8388                           EFFECT      12/5/19    1:2K                                     SEC #5                   
 12/5/19Phillips 66 Partners LP           EFFECT      12/5/19    1:2K                                     SEC #5                   
 12/5/19First Trinity Financial Corp.     EFFECT      12/5/19    1:2K                                     SEC #5                   
 12/5/19Frost Family of Funds             497K        12/5/19    1:262K                                   FilePoint/FA             Frost Value Equity Fund
 12/5/19Frost Family of Funds             497K        12/5/19    1:282K                                   FilePoint/FA             Frost Total Return Bond Fund
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
Five-thirty emoji
ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  497K    Prospectus – Open-End Investment Company – Summary.
  EFFECT    SEC Notice of Effectiveness.
  G-FIN    Notice of Activity as a Government Securities Broker or Dealer by a Financial Institution — Form G-FIN.
  TA-1    Application for Registration by a Transfer Agent — Form TA-1.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   23   ·  All     
Top



        


Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Wed., May 15, 8:28:38.5pm ET