As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 11/6/19  Western Financial Corp.           X-17A-5     9/30/19    1:2K                                     SEC #7                   
 11/6/19‡ 1847 Holdings LLC                 QUALIF      11/6/19    1:2K                                     SEC #4                   
 11/6/19‡ Collegium Pharmaceutical, Inc.    EFFECT      11/6/19    1:2K                                     SEC #5                   
 11/6/19‡ Investors Bancorp, Inc.           EFFECT      11/6/19    1:2K                                     SEC #5                   
 11/6/19‡ Mercer International Inc.         EFFECT      11/6/19    1:2K                                     SEC #5                   
 11/6/19‡ Ocean Power Technologies, Inc.    EFFECT      11/6/19    1:2K                                     SEC #5                   
 11/6/19‡ YETI Holdings, Inc.               EFFECT      11/6/19    1:2K                                     SEC #5                   
 11/6/19‡ Akerna Corp.                      EFFECT      11/6/19    1:2K                                     SEC #5                   
 11/6/19‡ Centogene N.V.                    EFFECT      11/6/19    1:2K                                     SEC #5                   
 11/6/19‡ Galera Therapeutics, Inc.         EFFECT      11/6/19    1:2K                                     SEC #5                   
 11/6/19‡ IronNet, Inc.                     EFFECT      11/6/19    1:2K                                     SEC #5                   
 11/6/19‡ NeuroBo Pharmaceuticals, Inc.     EFFECT      11/6/19    1:2K                                     SEC #5                   
 11/6/19‡ Principal Nat’l Life Ins Co… Acct EFFECT      11/6/19    1:3K                                     SEC #5                   
          → Principal National Life Insurance Co. Variable Life Separate Account
 11/6/19‡ Corindus Vascular Robotics, Inc.  EFFECT      11/6/19    1:2K                                     SEC #5                   
 11/6/19‡ Corindus Vascular Robotics, Inc.  EFFECT      11/6/19    1:2K                                     SEC #5                   
 11/6/19‡ PIMCO Dynamic Income Fund         EFFECT      11/6/19    1:2K                                     SEC #5                   
 11/6/19‡ Silvergate Capital Corp.          EFFECT      11/6/19    1:2K                                     SEC #5                   
 11/6/19‡ Buckeye Partners, L.P.            EFFECT      11/6/19    1:2K                                     SEC #5                   
 11/6/19‡ Buckeye Partners, L.P.            EFFECT      11/6/19    1:2K                                     SEC #5                   
 11/6/19‡ Buckeye Partners, L.P.            EFFECT      11/6/19    1:2K                                     SEC #5                   

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	EFFECT	SEC Notice of Effectiveness.
	QUALIF	SEC Notice of Qualification.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
→	Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.