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Effective Sunday, 9/1/19
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26  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 8/22/19  Thrivent Fin’l Investor S… Inc/TA TA-1/A       9/1/19    1:19K                                                             
 8/30/19  Int’l Growth & Income Fund        485BPOS      9/1/19    4:3.3M                                   Inv Co. of America       International Growth & Income Fund
 8/30/19  Emerging Markets Growth Fund Inc. 485BPOS      9/1/19    5:1.7M                                   Inv Co. of America       Emerging Markets Growth Fund Inc.
 8/29/19 Exchange Listed Funds Trust       485BPOS      9/1/19    2:2M                                     S2 Filings LLC/FA        Knowledge Leaders Developed World ETF
 8/29/19Exchange Traded Concepts Trust    485BPOS      9/1/19    2:2.2M                                   S2 Filings LLC/FA        ROBO Global® Robotics & Automation Index ETF
 8/28/19  Advisorone Funds                  485BPOS      9/1/19   11:3.2M                                   Blu Giant, LLC/FA        CLS Flexible Income FundCLS Global Aggressive Equity FundCLS Global Diversified Equity FundCLS Growth & Income FundCLS Shelter FundCLS Strategic Global Equity Fund
 8/28/19  Advisorone Funds                  485BPOS      9/1/19    3:999K                                   Blu Giant, LLC/FA        Milestone Treasury Obligations Fund
 8/28/19  Strategy Shares                   485BPOS      9/1/19    3:1M                                     Blu Giant, LLC/FA        Strategy Shares Nasdaq 7 HANDL{TM} Index ETF
 8/28/19  Investment Managers Series Trust  485BPOS      9/1/19    9:1.9M                                   FilePoint/FA             WCM Focused Emerging Markets FundWCM Focused Global Growth FundWCM Focused International Growth FundWCM International Small Cap Growth Fund
 8/28/19  Strategy Shares                   485BPOS      9/1/19    9:1.2M                                   Blu Giant, LLC/FA        Strategy Shares EcoLogical Strategy ETFStrategy Shares US Market Rotation Strategy ETF
 8/28/19  Mutual Fund & Variable Ins Trust  485BPOS      9/1/19   10:1.3M                                   Blu Giant, LLC/FA        Trend Aggregation Dividend & Income FundTrend Aggregation Growth Fund
 8/28/19  FundVantage Trust                 485BPOS      9/1/19   22:24M                                    S2 Filings LLC/FA        DuPont Capital Emerging Markets Debt FundDuPont Capital Emerging Markets FundEIC Value FundMount Lucas U.S. Focused Equity FundPacific Capital Tax-Free Securities FundPacific Capital Tax-Free Short Intermediate Securities FundPacific Capital U.S. Government Money Market FundPolen Global Growth FundPolen Growth FundPolen International Growth FundPolen International Small Co. Growth FundPolen U.S. Small Co. Growth FundPrivate Capital Management Value FundQuality Dividend FundTran Capital Focused Fund
 8/27/19  Cambria ETF Trust                 485BPOS      9/1/19    2:1.7M                                   S2 Filings LLC/FA        Cambria Covered Call Strategy ETFCambria Domestic Tax Optimized ETFCambria Foreign Tax Optimized ETFCambria Global Income & Currency Strategies ETFCambria Long Short ETFCambria Managed Futures Strategy ETFCambria Superinvestors ETFCambria Trend Following ETF
 8/27/19  Cambria ETF Trust                 485BPOS      9/1/19    4:7.9M                                   S2 Filings LLC/FA        Cambria Core Equity ETFCambria Emerging Shareholder Yield ETFCambria Foreign Shareholder Yield ETFCambria Global Asset Allocation ETFCambria Global Momentum ETFCambria Global Tail Risk ETFCambria Global Value ETFCambria Shareholder Yield ETFCambria Tail Risk ETFCambria Trinity ETFCambria Value & Momentum ETF
 8/27/19  Columbia Funds Series Trust I     485BPOS      9/1/19   10:17M                                    Donnelley … Solutions/FA Columbia Bond FundColumbia Corporate Income FundColumbia Multi-Asset Income FundColumbia Small Cap Value Fund IColumbia Total Return Bond FundColumbia U.S. Treasury Index FundMulti-Manager Directional Alternative Strategies Fund
 8/26/19  VanEck ETF Trust                  485BPOS      9/1/19    4:31M                                                             VanEck BDC Income ETFVanEck CEF Muni Income ETFVanEck China Bond ETFVanEck Emerging Markets High Yield Bond ETFVanEck Fallen Angel High Yield Bond ETFVanEck Green Bond ETFVanEck High Yield Muni ETFVanEck IG Floating Rate ETFVanEck Intermediate Muni ETFVanEck International High Yield Bond ETFVanEck J.P. Morgan EM Local Currency Bond ETFVanEck Long Muni ETFVanEck Mortgage REIT Income ETFVanEck Preferred Securities ex Financials ETFVanEck Short High Yield Muni ETFVanEck Short Muni ETFVanEck Vectors Emerging Markets Aggregate Bond ETF
 8/26/19  John Hancock ETF Trust            485BPOS      9/1/19    8:7.8M                                   Broadridge Fin’l… Inc/FA John Hancock Multifactor Consumer Discretionary ETFJohn Hancock Multifactor Consumer Staples ETFJohn Hancock Multifactor Developed International ETFJohn Hancock Multifactor Emerging Markets ETFJohn Hancock Multifactor Energy ETFJohn Hancock Multifactor Financials ETFJohn Hancock Multifactor Healthcare ETFJohn Hancock Multifactor Industrials ETFJohn Hancock Multifactor Large Cap ETFJohn Hancock Multifactor Materials ETFJohn Hancock Multifactor Media & Communications ETFJohn Hancock Multifactor Mid Cap ETFJohn Hancock Multifactor Small Cap ETFJohn Hancock Multifactor Technology ETFJohn Hancock Multifactor Utilities ETF
 8/26/19  Allspring Funds Trust             485BPOS      9/1/19    3:6.9M                                                            Allspring Absolute Return Fund
 8/26/19  Allspring Funds Trust             485BPOS      9/1/19    6:6.1M                                                            Allspring Asset Allocation Fund
 8/26/19  Franklin RE Securities Trust      485BPOS      9/1/19   10:1.6M                                   Publishing Data … Inc/FA Franklin Real Estate Securities Fund
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
/A
  485BPOS    Post-Effective Amendment of a Form N-1 or N-1A Registration.
  TA-1    Application for Registration by a Transfer Agent — Form TA-1.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
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