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‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
¹ | Filing/Form Types: |
| EFFECT | SEC Notice of Effectiveness. |
| FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. |
| N-PX | Annual Proxy Voting Report by an Investment Company — Form N-PX. |
| N-Q | Quarterly Portfolio Holdings Schedule by an Investment Company — Form N-Q. |
| QUALIF | SEC Notice of Qualification. |
| X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
→ | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |