As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 8/12/19  SS&C FinTech Svcs India Priv… Ltd TA-1/A      8/22/19    1:8K                                                              
 8/12/19  DST Asset Manager Solutio… Inc/TA TA-1/A      8/22/19    1:16K                                                             
 8/12/19  SS&C GIDS, Inc.                   TA-1/A      8/22/19    1:13K                                                             
 8/22/19  Scully Capital Securities Corp.   X-17A-5     6/30/19    1:2K                                     SEC #7                   
 8/22/19  RJJ Pasadena Securities, Inc.     X-17A-5     6/30/19    1:2K                                     SEC #7                   
 8/22/19‡ FT 8221                           EFFECT      8/22/19    1:2K                                     SEC #5                   
 8/22/19‡ Galectin Therapeutics Inc.        EFFECT      8/22/19    1:2K                                     SEC #5                   
 8/22/19‡ Lazard Global Total Return &… Inc EFFECT      8/22/19    1:2K                                     SEC #5                   
 8/22/19‡ Medicinova Inc.                   EFFECT      8/22/19    1:2K                                     SEC #5                   
 8/22/19‡ Smart Trust 441                   EFFECT      8/22/19    1:2K                                     SEC #5                   
 8/22/19‡ Fluent, Inc.                      EFFECT      8/22/19    1:2K                                     SEC #5                   
 8/22/19‡ Nam Tai Property Inc.             EFFECT      8/22/19    1:2K                                     SEC #5                   
 8/22/19‡ Five Prime Therapeutics, Inc.     EFFECT      8/22/19    1:2K                                     SEC #5                   
 8/22/19‡ Nationwide Vli Separate Account 4 EFFECT      8/22/19    1:3K                                     SEC #5                   
          → Nationwide Vli Separate Account-4
 8/22/19‡ Mannatech Inc.                    S-8         8/22/19    4:794K                                                            
 8/22/19  Axogen, Inc.                      S-8 POS     8/22/19    4:165K                                   Toppan Merrill Bridge/FA 
 8/22/19  Nuveen Investment Funds Inc.      24F-2NT     5/31/19    1:14K                                    Nuveen Quality Muni … Fd 
          → Nuveen Minnesota Intermediate Municipal Bond Fund
          → Nuveen Minnesota Municipal Bond Fund
          → Nuveen Nebraska Municipal Bond Fund
          → Nuveen Oregon Intermediate Municipal Bond Fund
 8/22/19  Axogen, Inc.                      S-8 POS     8/22/19    4:165K                                   Toppan Merrill Bridge/FA 
 8/22/19  Northern Lights Fund Trust III    497         8/22/19   11:816K                                   Blu Giant, LLC/FA        
          → The Teberg Fund
 8/22/19  Maxima Fund I, L.P.               D           8/22/19    1:7K                                     Akin Gump Straus… LLP/FA 

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	24F-2NT	Annual Notice of Securities Sold by an Investment Company — Form 24F-2.
	497	Definitive Material.
	D	Notice of an Exempt Offering of Securities — Form D.
	EFFECT	SEC Notice of Effectiveness.
	S-8	Registration Statement – Securities for an Employee Benefit Plan — Form S-8.
	S-8 POS	Post-Effective Amendment of a Form S-8 Registration.
	TA-1	Application for Registration by a Transfer Agent — Form TA-1.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.
→	Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.