As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

  1/4/19  Cboe EDGA Exchange, Inc.          19B-4E®     1/28/19    1:2K                                     SEC #7                   
 1/28/19  M. Zucker, Inc.                   X-17A-5     9/30/18    1:2K                                     SEC #7                   
 1/28/19  Mutual Funds Associates Inc.      X-17A-5    10/31/18    1:2K                                     SEC #7                   
 1/28/19  City National Securities, Inc.    FOCUSN     10/31/18    1:2K                                     SEC #7                   
 1/28/19  Symphonic Securities LLC          FOCUSN     10/31/18    1:2K                                     SEC #7                   
 1/28/19  Symphonic Securities LLC          X-17A-5    10/31/18    1:2K                                     SEC #7                   
 1/28/19  CNR Securities, LLC               FOCUSN     10/30/18    1:2K                                     SEC #7                   
 1/28/19  CNR Securities, LLC               X-17A-5    10/31/18    1:2K                                     SEC #7                   
 1/28/19  Callahan Financial Services, Inc. X-17A-5    10/31/18    1:2K                                     SEC #7                   
 1/28/19  Delaney, Joseph Vincent           FOCUSN      9/30/18    1:2K                                     SEC #7                   
 1/28/19  Delaney, Joseph Vincent           X-17A-5     9/30/18    1:2K                                     SEC #7                   
 1/28/19  Laurentian Capital (USA) Inc.     X-17A-5    10/31/18    1:2K                                     SEC #7                   
 1/28/19  Comstock Partners, L.L.C.         X-17A-5    12/31/18    1:2K                                     SEC #7                   
 1/28/19  Prospero Capital LLC              FOCUSN     12/31/18    1:2K                                     SEC #7                   
 1/28/19  Prospero Capital LLC              X-17A-5    12/31/18    1:2K                                     SEC #7                   
 1/28/19  Waterview Securities, Inc.        X-17A-5    12/31/18    1:2K                                     SEC #7                   
 1/28/19  Aegis Capital Corp.               FOCUSN     11/30/18    1:2K                                     SEC #7                   
 1/28/19  Aegis Capital Corp.               X-17A-5    11/30/18    1:2K                                     SEC #7                   
 1/28/19  Bloomsbury Asset Management LLP   ADV-NR      1/28/19    1:2K                                     SEC #7                   
 1/28/19  ThomasLloyd Global Asset Mg…  LLC ADV-NR      1/28/19    1:2K                                     SEC #7                   

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¹	Filing/Form Types:
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	ADV-NR	Appointment of a U.S. Agent for Service of Process by a Non-Resident General Partner or Managing Agent of an Investment Advisor — Form ADV-NR.
	FOCUSN	Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	®	This Filing’s metadata was Corrected by the SEC and SEC Info℠, but not by other services.  See our Correction Policy.