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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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8/10/18 A5 Securities LLC FOCUSN 6/30/18 1:2K SEC #7
8/10/18 A5 Securities LLC X-17A-5 6/30/18 1:2K SEC #7
8/10/18 Eqis Securities, LLC X-17A-5/A 6/30/18 1:2K SEC #7
8/10/18‡ Plymouth Industrial REIT, Inc. EFFECT 8/10/18 1:3K SEC #5
Plymouth Industrial OP, LP
8/10/18‡ BlackRock Funds V EFFECT 8/10/18 1:24K SEC #5
→ BlackRock Core Bond Portfolio
→ BlackRock Emerging Markets Local Currency Bond Fund
→ BlackRock Floating Rate Income Portfolio
→ BlackRock GNMA Portfolio
→ BlackRock High Yield Bond Portfolio
→ BlackRock Impact Mortgage Fund
→ BlackRock Income Fund
→ BlackRock Inflation Protected Bond Portfolio
→ BlackRock Low Duration Bond Portfolio
→ BlackRock Strategic Income Opportunities Portfolio
→ BlackRock Sustainable Emerging Markets Bond Fund
→ BlackRock Sustainable Emerging Markets Flexible Bond Fund
8/10/18‡ Fundrise eFund, LLC QUALIF 8/10/18 1:2K SEC #4
8/10/18‡ Fundrise REIT, LLC QUALIF 8/10/18 1:2K SEC #4
8/10/18‡ Fundrise REIT, LLC QUALIF 8/10/18 1:2K SEC #4
8/10/18‡ Fundrise West Coast Opp… REIT LLC QUALIF 8/10/18 1:2K SEC #4
8/10/18‡ Maison Luxe, Inc. QUALIF 8/10/18 1:2K SEC #4
8/10/18‡ Maison Luxe, Inc. QUALIF 8/10/18 1:2K SEC #4
8/10/18‡ Platinum Group Metals Ltd. EFFECT 8/10/18 1:2K SEC #5
8/10/18‡ Fundrise Equity REIT, LLC QUALIF 8/10/18 1:2K SEC #4
8/10/18‡ Fundrise Equity REIT, LLC QUALIF 8/10/18 1:2K SEC #4
8/10/18‡ Fundrise Midland Opport… REIT LLC QUALIF 8/10/18 1:2K SEC #4
8/10/18‡ Mercer International Inc. EFFECT 8/10/18 1:2K SEC #5
8/10/18‡ MGT Capital Investments, Inc. EFFECT 8/10/18 1:2K SEC #5
8/10/18‡ Nuveen Global Cities REIT, Inc. EFFECT 8/10/18 1:2K SEC #5
8/10/18‡ Zix Corp. EFFECT 8/10/18 1:2K SEC #5
8/10/18‡ BGC Group, Inc. EFFECT 8/10/18 1:2K SEC #5
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | EFFECT | SEC Notice of Effectiveness. | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | QUALIF | SEC Notice of Qualification. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | → | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |
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