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Effective Friday, 8/10/18
10
AUG


        

1,134  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 8/10/18  A5 Securities LLC                 FOCUSN      6/30/18    1:2K                                     SEC #7                   
 8/10/18  A5 Securities LLC                 X-17A-5     6/30/18    1:2K                                     SEC #7                   
 8/10/18  Eqis Securities, LLC              X-17A-5/A   6/30/18    1:2K                                     SEC #7                   
 8/10/18 Plymouth Industrial REIT, Inc.    EFFECT      8/10/18    1:3K                                     SEC #5                   
          Plymouth Industrial OP, LP
 8/10/18BlackRock Funds V                 EFFECT      8/10/18    1:24K                                    SEC #5                   BlackRock Core Bond PortfolioBlackRock Emerging Markets Local Currency Bond FundBlackRock Floating Rate Income PortfolioBlackRock GNMA PortfolioBlackRock High Yield Bond PortfolioBlackRock Impact Mortgage FundBlackRock Income FundBlackRock Inflation Protected Bond PortfolioBlackRock Low Duration Bond PortfolioBlackRock Strategic Income Opportunities PortfolioBlackRock Sustainable Emerging Markets Bond FundBlackRock Sustainable Emerging Markets Flexible Bond Fund
 8/10/18Fundrise eFund, LLC               QUALIF      8/10/18    1:2K                                     SEC #4                   
 8/10/18Fundrise REIT, LLC                QUALIF      8/10/18    1:2K                                     SEC #4                   
 8/10/18Fundrise REIT, LLC                QUALIF      8/10/18    1:2K                                     SEC #4                   
 8/10/18Fundrise West Coast Opp… REIT LLC QUALIF      8/10/18    1:2K                                     SEC #4                   
 8/10/18Maison Luxe, Inc.                 QUALIF      8/10/18    1:2K                                     SEC #4                   
 8/10/18Maison Luxe, Inc.                 QUALIF      8/10/18    1:2K                                     SEC #4                   
 8/10/18Platinum Group Metals Ltd.        EFFECT      8/10/18    1:2K                                     SEC #5                   
 8/10/18Fundrise Equity REIT, LLC         QUALIF      8/10/18    1:2K                                     SEC #4                   
 8/10/18Fundrise Equity REIT, LLC         QUALIF      8/10/18    1:2K                                     SEC #4                   
 8/10/18Fundrise Midland Opport… REIT LLC QUALIF      8/10/18    1:2K                                     SEC #4                   
 8/10/18Mercer International Inc.         EFFECT      8/10/18    1:2K                                     SEC #5                   
 8/10/18MGT Capital Investments, Inc.     EFFECT      8/10/18    1:2K                                     SEC #5                   
 8/10/18Nuveen Global Cities REIT, Inc.   EFFECT      8/10/18    1:2K                                     SEC #5                   
 8/10/18Zix Corp.                         EFFECT      8/10/18    1:2K                                     SEC #5                   
 8/10/18BGC Group, Inc.                   EFFECT      8/10/18    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  EFFECT    SEC Notice of Effectiveness.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  QUALIF    SEC Notice of Qualification.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
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