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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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6/15/18 NYSE American LLC 19B-4E 6/15/18 1:2K SEC #7
6/15/18 NYSE Arca, Inc. 19B-4E 6/15/18 1:2K SEC #7
6/15/18‡ J.P. Morgan ETF Trust CERTCBO 6/15/18 1:2K SEC #7
6/15/18 Citibank, N.A./ADR F-6EF 6/15/18 4:109K TechnoPro Holdings, Inc./ADR E-Data Systems, Inc./FA
6/15/18 BV Securities, LLC X-17A-5 3/31/18 1:2K SEC #7
6/15/18‡ BlackRock TCP Capital Corp. EFFECT 6/15/18 1:2K SEC #5
6/15/18‡ Cel Sci Corp. EFFECT 6/15/18 1:2K SEC #5
6/15/18‡ Edesa Biotech, Inc. EFFECT 6/15/18 1:2K SEC #5
6/15/18‡ Forbes Energy Services Ltd. EFFECT 6/15/18 1:2K SEC #5
6/15/18‡ Monsanto Co./New EFFECT 6/15/18 1:2K SEC #5
6/15/18‡ NuStar Energy L.P. EFFECT 6/15/18 1:2K SEC #5
6/15/18‡ Arch Exchange & Transfer LLC EFFECT 6/15/18 1:2K SEC #5
6/15/18‡ Chosen, Inc. QUALIF 6/15/18 1:2K SEC #4
6/15/18‡ CVR Energy Inc. EFFECT 6/15/18 1:2K SEC #5
6/15/18‡ ModivCare Inc. EFFECT 6/15/18 1:2K SEC #5
6/15/18‡ Wesbanco Inc. EFFECT 6/15/18 1:2K SEC #5
6/15/18‡ Chosen, Inc. QUALIF 6/15/18 1:2K SEC #4
6/15/18‡ CB&T Holding Corp. D 6/15/18 1:12K
6/15/18 IDO US Holdco, Corp. D 6/15/18 1:6K Fried Fr… Jacobson/NY/FA
6/15/18 Amazing Energy Oil & Gas, Co. NT 10-Q 4/30/18 1:17K Parsons James B
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | CERTCBO | Certification by the Cboe Global Markets Approving a Listing — Form CERT. | | D | Notice of an Exempt Offering of Securities — Form D. | | EFFECT | SEC Notice of Effectiveness. | | F-6EF | Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6. | | NT 10-Q | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25. | | QUALIF | SEC Notice of Qualification. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
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