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Effective Friday, 6/15/18
15
JUN


        

696  Filings
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 ·  Click on a Filing/Form Type¹
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 6/15/18  NYSE American LLC                 19B-4E      6/15/18    1:2K                                     SEC #7                   
 6/15/18  NYSE Arca, Inc.                   19B-4E      6/15/18    1:2K                                     SEC #7                   
 6/15/18 J.P. Morgan ETF Trust             CERTCBO     6/15/18    1:2K                                     SEC #7                   
 6/15/18  Citibank, N.A./ADR                F-6EF       6/15/18    4:109K TechnoPro Holdings, Inc./ADR      E-Data Systems, Inc./FA  
 6/15/18  BV Securities, LLC                X-17A-5     3/31/18    1:2K                                     SEC #7                   
 6/15/18BlackRock TCP Capital Corp.       EFFECT      6/15/18    1:2K                                     SEC #5                   
 6/15/18Cel Sci Corp.                     EFFECT      6/15/18    1:2K                                     SEC #5                   
 6/15/18Edesa Biotech, Inc.               EFFECT      6/15/18    1:2K                                     SEC #5                   
 6/15/18Forbes Energy Services Ltd.       EFFECT      6/15/18    1:2K                                     SEC #5                   
 6/15/18Monsanto Co./New                  EFFECT      6/15/18    1:2K                                     SEC #5                   
 6/15/18NuStar Energy L.P.                EFFECT      6/15/18    1:2K                                     SEC #5                   
 6/15/18Arch Exchange & Transfer LLC      EFFECT      6/15/18    1:2K                                     SEC #5                   
 6/15/18Chosen, Inc.                      QUALIF      6/15/18    1:2K                                     SEC #4                   
 6/15/18CVR Energy Inc.                   EFFECT      6/15/18    1:2K                                     SEC #5                   
 6/15/18ModivCare Inc.                    EFFECT      6/15/18    1:2K                                     SEC #5                   
 6/15/18Wesbanco Inc.                     EFFECT      6/15/18    1:2K                                     SEC #5                   
 6/15/18Chosen, Inc.                      QUALIF      6/15/18    1:2K                                     SEC #4                   
 6/15/18CB&T Holding Corp.                D           6/15/18    1:12K                                                             
 6/15/18  IDO US Holdco, Corp.              D           6/15/18    1:6K                                     Fried Fr… Jacobson/NY/FA 
 6/15/18  Amazing Energy Oil & Gas, Co.     NT 10-Q     4/30/18    1:17K                                    Parsons James B          
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  CERTCBO    Certification by the Cboe Global Markets Approving a Listing — Form CERT.
  D    Notice of an Exempt Offering of Securities — Form D.
  EFFECT    SEC Notice of Effectiveness.
  F-6EF    Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6.
  NT 10-Q    Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25.
  QUALIF    SEC Notice of Qualification.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
 
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