SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Effective Thursday, 8/3/17
3
AUG


        

592  Filings
Filing emoji
 ·  Click on a Filing/Form Type¹
Filing/Form Type emoji
/A to view it
 ·  List the Documents
Document emoji
& Exhibits
Exhibit emoji
within them


        
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   30   ·  All     
Bottom



        
Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  8/3/17  Cardinal Health Inc.              NO ACT       7/3/17    1:2K                                     SEC #7                   
  8/3/17  Access Investments, Inc.          X-17A-5     5/31/17    1:2K                                     SEC #7                   
  8/3/17 Ichor Holdings, Ltd.              EFFECT       8/3/17    1:2K                                     SEC #5                   
  8/3/17Immune Pharmaceuticals Inc.       EFFECT       8/3/17    1:2K                                     SEC #5                   
  8/3/17Coeur Mining, Inc.                EFFECT       8/3/17    1:9K                                     SEC #5                   
          Coeur Alaska, Inc.
          Coeur Capital, Inc.
          Coeur Explorations, Inc.
          Coeur Rochester, Inc.
          Coeur South America Corp.
          Golden Reward Mining Co. Ltd. Partnership
          Wharf Gold Mines Inc.
          Wharf Resources (U.S.A.), Inc.
          Wharf Resources Management Inc.
          Wharf Reward Mines Inc.
  8/3/17Senomyx Inc.                      EFFECT       8/3/17    1:2K                                     SEC #5                   
  8/3/17Rosetta Genomics Ltd.             EFFECT       8/3/17    1:2K                                     SEC #5                   
  8/3/17Sow Good Inc.                     EFFECT       8/3/17    1:2K                                     SEC #5                   
  8/3/17Trilogy Int’l Partners Inc.       EFFECT       8/3/17    1:2K                                     SEC #5                   
  8/3/17Ur-Energy Inc.                    EFFECT       8/3/17    1:2K                                     SEC #5                   
  8/3/17Iovance Biotherapeutics, Inc.     EFFECT       8/3/17    1:2K                                     SEC #5                   
  8/3/17Iovance Biotherapeutics, Inc.     EFFECT       8/3/17    1:2K                                     SEC #5                   
  8/3/17Rekor Systems, Inc.               EFFECT       8/3/17    1:2K                                     SEC #5                   
  8/3/17Iovance Biotherapeutics, Inc.     EFFECT       8/3/17    1:2K                                     SEC #5                   
  8/3/17Corporate Capital Trust, Inc.     DEFA14A      8/3/17    1:277K                                   Quality EDGAR So… LLC/FA 
  8/3/17  Legg Mason Global Asset Mgmt Tr   497K         8/3/17    1:171K                                   Donnelley … Solutions/FA Martin Currie Emerging Markets Fund
  8/3/17  Legg Mason Global Asset Mgmt Tr   497          8/3/17    1:171K                                   Donnelley … Solutions/FA Martin Currie Emerging Markets Fund
  8/3/17  Legg Mason Global Asset Mgmt Tr   497K         8/3/17    1:18K                                    Donnelley … Solutions/FA BrandywineGLOBAL – Alternative Credit Fund
  8/3/17  Legg Mason Global Asset Mgmt Tr   497          8/3/17    1:18K                                    Donnelley … Solutions/FA BrandywineGLOBAL – Alternative Credit Fund
  8/3/17  GPS Funds II                      497J         8/3/17    1:12K                                    US Bancorp Fund Svcs LLC GuideMark® Opportunistic Fixed Income FundGuidePath® Absolute Return Allocation FundGuidePath® Conservative Allocation FundGuidePath® Flexible Income Allocation FundGuidePath® Growth Allocation FundGuidePath® Managed Futures Strategy FundGuidePath® Multi-Asset Income Allocation FundGuidePath® Tactical Allocation Fund
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
Five-thirty emoji
ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  497    Definitive Material.
  497J    Certification of No Change in Definitive Material.
  497K    Prospectus – Open-End Investment Company – Summary.
  DEFA14A    Definitive Additional Proxy Soliciting Material — Schedule 14A.
  EFFECT    SEC Notice of Effectiveness.
  NO ACT    SEC No-Action Letter re: a Shareholder Proposal.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   30   ·  All     
Top



        


Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., May 16, 3:58:50.4pm ET