____________ |
‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
¹ | Filing/Form Types: |
| 497 | Definitive Material. |
| 497J | Certification of No Change in Definitive Material. |
| 497K | Prospectus – Open-End Investment Company – Summary. |
| DEFA14A | Definitive Additional Proxy Soliciting Material — Schedule 14A. |
| EFFECT | SEC Notice of Effectiveness. |
| NO ACT | SEC No-Action Letter re: a Shareholder Proposal. |
| X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
→ | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |