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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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3/3/17 Brown, Lisle/Cummings, Inc. FOCUSN/A 12/31/16 1:2K SEC #7
3/3/17 Hines Securities, Inc. X-17A-5/A 12/31/16 1:2K SEC #7
3/3/17 Stillpoint Capital, LLC FOCUSN 12/31/16 1:2K SEC #7
3/3/17 Innovation Partners LLC X-17A-5 12/31/16 1:2K SEC #7
3/3/17 Divine Capital Markets LLC FOCUSN 12/31/16 1:2K SEC #7
3/3/17 American Elm Dist Partners, LLC FOCUSN/A 12/31/15 1:2K SEC #7
3/3/17 Walmart Inc. NO ACT 3/2/17 1:2K SEC #7
3/3/17 Sempra NO ACT 2/20/17 1:2K SEC #7
3/3/17 WR Securities, LLC FOCUSN 12/31/16 1:2K SEC #7
3/3/17 City Securities Corp. FOCUSN 12/13/16 1:2K SEC #7
3/3/17 Foot Locker, Inc. NO ACT 1/6/17 1:2K SEC #7
3/3/17 Vontobel Securities Ltd. X-17A-5 12/31/16 1:2K SEC #7
3/3/17 Interactive Brokers Corp. X-17A-5 12/31/16 1:2K SEC #7
3/3/17 Magv Securities, Inc. X-17A-5 12/31/16 1:2K SEC #7
3/3/17 Cvcapital Securities, LLC X-17A-5 12/31/16 1:2K SEC #7
3/3/17 Port Securities, Inc. X-17A-5 12/31/16 1:2K SEC #7
3/3/17 PM Securities, LLC X-17A-5 12/31/16 1:2K SEC #7
3/3/17 Fundme Securities LLC X-17A-5 12/31/16 1:2K SEC #7
3/3/17 Fells Point Research LLC X-17A-5 12/31/16 1:2K SEC #7
3/3/17 WR Securities, LLC X-17A-5 12/31/16 1:2K SEC #7
| ____________ | | ¹ | Filing/Form Types: | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | NO ACT | SEC No-Action Letter re: a Shareholder Proposal. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. |
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