As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 8/16/16  ETFis Series Trust I              CERTNAS     8/16/16    1:2K                                     SEC #7                   
 8/16/16  Yangqianguan LLC                  ADV-NR      8/16/16    1:2K                                     SEC #7                   
 8/16/16  Cboe BZX Exchange, Inc.           19B-4E      8/16/16    1:2K                                     SEC #7                   
 8/16/16  Cboe BYX Exchange, Inc.           19B-4E      8/16/16    1:2K                                     SEC #7                   
 8/16/16  Cboe EDGA Exchange, Inc.          19B-4E      8/16/16    1:2K                                     SEC #7                   
 8/16/16  Cboe EDGX Exchange, Inc.          19B-4E      8/16/16    1:2K                                     SEC #7                   
 8/16/16  Procter & Gamble Co.              NO ACT       6/3/16    1:2K                                     SEC #7                   
 8/16/16  CBC Securities, Inc.              FOCUSN     12/31/15    1:2K                                     SEC #7                   
 8/16/16  CBC Securities, Inc.              X-17A-5    12/31/15    1:2K                                     SEC #7                   
 8/16/16  Astor Ridge N.A. LLP              9-M         8/16/16    1:2K                                     SEC #7                   
 8/16/16  Icagen, Inc.                      S-8         8/16/16    4:255K                                   EdgarAgents LLC/FA       
 8/16/16‡ Mabvax Theraps Holdings, Inc.     EFFECT      8/16/16    1:2K                                     SEC #5                   
 8/16/16‡ Argos Therapeutics Inc.           EFFECT      8/16/16    1:2K                                     SEC #5                   
 8/16/16‡ Landrum Co.                       QUALIF      8/16/16    1:2K                                     SEC #4                   
 8/16/16‡ Pernix Group, Inc.                EFFECT      8/16/16    1:2K                                     SEC #5                   
 8/16/16‡ Global Eagle Entertainment Inc.   S-8         8/16/16    3:73K                                    Toppan Merrill/FA        
 8/16/16‡ Global Eagle Entertainment Inc.   S-8         8/16/16    3:66K                                    Toppan Merrill/FA        
 8/16/16‡ Mec Inc.                          NT 10-Q     6/30/16    1:24K                                    Toppan Merrill/FA        
 8/16/16‡ Nuveen Unit Inv Trust, Series 150 497         8/16/16    1:363K                                   Fin’l Graphic Svc Inc/FA 
 8/16/16‡ Catalysis Partners, LLC           D/A         8/16/16    1:6K                                     Toppan Merrill/FA        

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:  -K
	9-M	Appointment of a U.S. Agent for Service of Process by a Non-Resident Broker-Dealer Partnership — Form 9-M.
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	497	Definitive Material.
	ADV-NR	Appointment of a U.S. Agent for Service of Process by a Non-Resident General Partner or Managing Agent of an Investment Advisor — Form ADV-NR.
	CERTNAS	Certification by the Nasdaq Stock Market Approving a Listing — Form CERT.
	D	Notice of an Exempt Offering of Securities — Form D.
	EFFECT	SEC Notice of Effectiveness.
	FOCUSN	Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
	NO ACT	SEC No-Action Letter re: a Shareholder Proposal.
	NT 10-Q	Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25.
	QUALIF	SEC Notice of Qualification.
	S-8	Registration Statement – Securities for an Employee Benefit Plan — Form S-8.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.