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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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7/7/16 NYSE Arca, Inc. 19B-4E 7/7/16 1:2K SEC #7
7/7/16 NYSE Arca, Inc. 19B-4E 7/7/16 1:2K SEC #7
7/7/16 NYSE Arca, Inc. 19B-4E 7/7/16 1:2K SEC #7
7/7/16 NYSE Arca, Inc. 19B-4E 7/7/16 1:2K SEC #7
7/7/16 NYSE Arca, Inc. 19B-4E 7/7/16 1:2K SEC #7
7/7/16 NYSE Arca, Inc. 19B-4E 7/7/16 1:2K SEC #7
7/7/16 NYSE Arca, Inc. 19B-4E 7/7/16 1:2K SEC #7
7/7/16 NYSE Arca, Inc. 19B-4E 7/7/16 1:2K SEC #7
7/7/16 NYSE Arca, Inc. 19B-4E 7/7/16 1:2K SEC #7
7/7/16 FedEx Corp. NO ACT 5/12/16 1:2K SEC #7
7/7/16 FedEx Corp. NO ACT 5/12/16 1:2K SEC #7
7/7/16 Rhodes Securities, Inc. X-17A-5 4/30/16 1:2K SEC #7
7/7/16 National General Holdings Corp. CERTNAS 7/7/16 1:2K SEC #7
7/7/16‡ Annaly Capital Management Inc. EFFECT 7/7/16 1:2K SEC #5
7/7/16‡ MetaStat, Inc. EFFECT 7/7/16 1:2K SEC #5
7/7/16‡ FT 6141 EFFECT 7/7/16 1:2K SEC #5
7/7/16‡ Onconova Therapeutics, Inc. EFFECT 7/7/16 1:2K SEC #5
7/7/16‡ Pointer Telocation Ltd. EFFECT 7/7/16 1:2K SEC #5
7/7/16‡ Alexza Pharmaceuticals Inc. EFFECT 7/7/16 1:2K SEC #5
7/7/16‡ Attis Industries Inc. EFFECT 7/7/16 1:2K SEC #5
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | CERTNAS | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT. | | EFFECT | SEC Notice of Effectiveness. | | NO ACT | SEC No-Action Letter re: a Shareholder Proposal. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
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