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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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4/1/16 Dominick & Dickerman LLC FOCUSN 12/31/15 1:2K SEC #7
4/1/16‡ Affymetrix Inc. EFFECT 4/1/16 1:2K SEC #5
4/1/16‡ Affymetrix Inc. EFFECT 4/1/16 1:2K SEC #5
4/1/16‡ Affymetrix Inc. EFFECT 4/1/16 1:2K SEC #5
4/1/16‡ Affymetrix Inc. EFFECT 4/1/16 1:2K SEC #5
4/1/16‡ Affymetrix Inc. EFFECT 4/1/16 1:2K SEC #5
4/1/16 Concord Wealth Brokerage, Inc. X-17A-5/A 12/31/15 1:2K SEC #7
4/1/16 LPL Financial LLC X-17A-5/A 12/31/15 1:2K SEC #7
4/1/16 Scott T. Taylor, Ltd. X-17A-5 12/31/15 1:2K SEC #7
4/1/16 Rance King Securities Corp. X-17A-5 1/31/16 1:2K SEC #7
4/1/16 Stonington Corp. X-17A-5 12/31/15 1:2K SEC #7
4/1/16 Quorum Health Corp. CERTNYS 4/1/16 1:2K SEC #7
3/22/16 Planmember Services Corp./TA TA-1/A 4/1/16 1:17K
3/22/16 Planmember Services Corp./TA TA-1/A 4/1/16 1:17K
4/1/16‡ TREH CM Member 2, LLC EFFECT 4/1/16 1:100K SEC #5
501 N. Orange Holdco, LLC
AL-Huntsville-200 Holmes Avenue, LLC
AR-Fort Smith-318 North 13th Street, LLC
AR-Van Buren-179 Gladewood Road, LLC
Baseline Acquisitions, LLC
Baseline, LLC
CA-4655 Fruitridge Road, LLC
CA-LATS South, LLC
CA-Los Angeles Times Square, LLC
CA-Olympic Plant, LLC
Casttv Inc.
Chicagoland Television News, LLC
Classified Ventures Holdco, LLC
CO-1006 Lookout Mountain Road, LLC
CO-Clear Creek County-Argentine Pass, LLC
CO-Denver-100 East Speer Boulevard, LLC
CO-Golden-21214 Cedar Lake Road, LLC
CT-121 Wawarme Avenue, LLC
CT-285 Broad Street, LLC
CT-Wtic, LLC
FL-633 North Orange Avenue, LLC
FL-Deerfield Plant, LLC
FL-Orlando Sentinel, LLC
FoxCo Acquisition Finance Corp.
FoxCo Acquisition Sub, LLC
FoxCo Acquisition, LLC
Gracenote Inc.
IA-Alleman Polk County, LLC
IA-Des Moines-1801 Grand Avenue, LLC
IL-720 Rohlwing Road, LLC
IL-777 West Chicago Avenue, LLC
IL-2501 West Bradley Place, LLC
IL-3249 North Kilpatrick, LLC
IL-3722 Ventura Drive, LLC
IL-11201 Franklin Avenue, LLC
IL-16400 South 105th Court, LLC
IL-Henry County-Rustic Hill, LLC
IL-Moline-3003 Park 16 Street, LLC
IL-Orion-2880 North 1100 Avenue, LLC
IL-Tribune Tower, LLC
IN-2350 Westlane Road, LLC
IN-6910 Network Place, LLC
IN-Trafalgar WTTV, LLC
IN-Windfall WTTV, LLC
Kdaf, LLC
Kiah, LLC
KPLR, Inc.
KRCW, LLC
KSTU License, LLC
Kstu, LLC
KSWB, LLC
Ktla, LLC
KTVI License, LLC
Ktvi, LLC
KTXL, LLC
KWGN, LLC
Local TV Aircraft, Inc.
Local TV Finance Corp.
Local TV Finance, LLC
Local TV Holdings, LLC
Local TV Norfolk Real Estate, LLC
Local TV, LLC
Magic T Music Publishing Co., LLC
MD-601 N. Calvert, LLC
MD-3400 Carlins Park Drive, LLC
MD-North Calvert Street, LLC
Media by Numbers, LLC
MI-3117 Plaza Drive, LLC
MI-Davis Road, LLC
MO-Kansas City-3020 Summit Street, LLC
MO-St Louis-Emil Avenue, LLC
NC-High Point-2005 Francis Street, LLC
NC-Sofia-4119 Old Courthouse Road, LLC
Oak Brook Productions, LLC
OH-Cleveland-5800 South Marginal Road, LLC
OH-Parma-4501 West Pleasant Valley Road, LLC
OK-Oklahoma City-East Briton Road, LLC
OR-10255 SW Artic Drive, LLC
PA-550 East Rock Road, LLC
PA-2005 South Queen Street, LLC
PA-5001 Wynnefield Avenue, LLC
PA-Luzerne County-Penobscot Mountain, LLC
PA-Moosic-16 Montage Mountain Road, LLC
PA-Morning Call, LLC
PA-Ransom, LLC
PA-South Abington-Rt. 11 & Morgan Hwy, LLC
Riverwalk Holdco II, LLC
Riverwalk Holdco, LLC
Studio Systems, LLC
TN-Memphis-803 Channel 3 Drive, LLC
Tower Distribution Co., LLC
Towering T Music Publishing Co., LLC
TREH Costa Mesa, LLC
Tribune (FN) Cable Ventures, LLC
Tribune Broadcasting Co. II, LLC
Tribune Broadcasting Co., LLC
Tribune Broadcasting Denver License, LLC
Tribune Broadcasting Denver, LLC
Tribune Broadcasting Fort Smith License, LLC
Tribune Broadcasting Fort Smith, LLC
Tribune Broadcasting Hartford, LLC
Tribune Broadcasting Indianapolis, LLC
Tribune Broadcasting Kansas City, Inc.
Tribune Broadcasting Norfolk, LLC
Tribune Broadcasting Oklahoma City License, LLC
Tribune Broadcasting Oklahoma City, LLC
Tribune Broadcasting Seattle, LLC
Tribune Digital Ventures, LLC
Tribune Entertainment Co., LLC
Tribune Management Holdings, LLC
Tribune Media Co.
Tribune Media Services, LLC
Tribune National Marketing Co., LLC
Tribune Real Estate Holdings II, LLC
Tribune Real Estate Holdings, LLC
Tribune Television New Orleans, Inc.
TX-7700 Westpark Drive, LLC
TX-8001 John Carpenter Freeway, LLC
UT-Salt Lake City-Amelia Earhart Drive, LLC
VA-216 Ironbound Road, LLC
VA-Norfolk-720 Boush Street, LLC
VA-Portsmouth-1318 Spratley Street, LLC
VA-Richmond, LLC
VA-Suffolk-5277 Nansemond Parkway, LLC
WA-1813 Westlake Avenue, LLC
WDAF License, Inc.
WDAF Television, Inc.
WDCW, LLC
WGHP License, LLC
WGHP, LLC
WGN Continental Broadcasting Co., LLC
WHNT License, LLC
WHNT, LLC
WHO License, LLC
WHO Television, LLC
WI-Brown Deer-9001 North Green Bay Road, LLC
WI-Milwaukee-1100 East Capital Drive, LLC
WITI License, LLC
WITI Television, LLC
WJW License, LLC
WJW Television, LLC
Wnep, LLC
WPHL, LLC
Wpix, LLC
WPMT, LLC
WQAD License, LLC
Wqad, LLC
WREG License, LLC
Wreg, LLC
WSFL, LLC
WTVR License, LLC
WTVR, LLC
Wxmi, LLC
4/1/16‡ Old API Wind-down Ltd. EFFECT 4/1/16 1:2K SEC #5
4/1/16‡ Thomson Reuters Corp./CAN EFFECT 4/1/16 1:2K SEC #5
4/1/16‡ Arrow Financial Corp. EFFECT 4/1/16 1:2K SEC #5
4/1/16‡ Giga Tronics Inc. EFFECT 4/1/16 1:2K SEC #5
4/1/16‡ Lai Fung Holdings Ltd./ADR EFFECT 4/1/16 1:2K SEC #5
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | CERTNYS | Certification by the NYSE Approving a Listing — Form CERT. | | EFFECT | SEC Notice of Effectiveness. | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | TA-1 | Application for Registration by a Transfer Agent — Form TA-1. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. |
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