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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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11/5/15 Kura Oncology, Inc. CERTNAS 11/5/15 1:2K SEC #7
11/5/15 First Guaranty Bancshares, Inc. CERTNAS 11/5/15 1:2K SEC #7
11/5/15 Widepoint Corp. ARS 12/31/14 1:2K SEC #7
11/5/15‡ FT 5733 EFFECT 11/5/15 1:2K SEC #5
11/5/15‡ Aurinia Pharmaceuticals Inc. EFFECT 11/5/15 1:2K SEC #5
11/5/15‡ SPI Energy Co., Ltd. EFFECT 11/5/15 1:2K SEC #5
11/5/15‡ Vitae Pharmaceuticals, Inc. EFFECT 11/5/15 1:2K SEC #5
11/5/15‡ Wheeler REIT, Inc. EFFECT 11/5/15 1:2K SEC #5
11/5/15‡ AMERICATOWNE Inc. EFFECT 11/5/15 1:2K SEC #5
11/5/15‡ Aralez Pharmaceuticals plc EFFECT 11/5/15 1:2K SEC #5
11/5/15‡ KfW EFFECT 11/5/15 1:2K SEC #5
11/5/15‡ Merus Labs International Inc. EFFECT 11/5/15 1:2K SEC #5
11/5/15‡ SBT Bancorp, Inc. EFFECT 11/5/15 1:2K SEC #5
11/5/15‡ Tempus Applied Solutions Hol… Inc EFFECT 11/5/15 1:2K SEC #5
11/5/15‡ First Guaranty Bancshares, Inc. EFFECT 11/5/15 1:2K SEC #5
11/5/15‡ Natural Health Farm Holdings Inc. EFFECT 11/5/15 1:2K SEC #5
11/5/15‡ Resource REIT, Inc. EFFECT 11/5/15 1:2K SEC #5
11/5/15‡ SPI Energy Co., Ltd. EFFECT 11/5/15 1:2K SEC #5
11/5/15 Andeavor LLC S-8 11/5/15 3:104K
11/5/15 Calvert Impact Fund Inc. 497 11/5/15 1:44K
→ Calvert Small-Cap Fund
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | 497 | Definitive Material. | | ARS | Annual Report to Security Holders. | | CERTNAS | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT. | | EFFECT | SEC Notice of Effectiveness. | | S-8 | Registration Statement – Securities for an Employee Benefit Plan — Form S-8. | | → | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |
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