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Effective Friday, 9/4/15
4
SEP


        

577  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  9/4/15  NYSE Chicago, Inc.                19B-4E       9/4/15    1:2K                                     SEC #7                   
  9/4/15  NYSE Chicago, Inc.                19B-4E       9/4/15    1:2K                                     SEC #7                   
  9/4/15  Bazaarvoice Inc.                  ARS         4/30/15    1:2K                                     SEC #7                   
  9/4/15 Agnico Eagle Mines Ltd.           EFFECT       9/4/15    1:2K                                     SEC #5                   
  9/4/15Giga Tronics Inc.                 EFFECT       9/4/15    1:2K                                     SEC #5                   
  9/4/15Gulfport Energy Corp.             EFFECT       9/4/15    1:6K                                     SEC #5                   
          Gator Marine Ivanhoe, Inc.
          Gator Marine, Inc.
          Jaguar Resources LLC
          Puma Resources, Inc.
          Westhawk Minerals LLC
  9/4/15Two River Bancorp                 EFFECT       9/4/15    1:2K                                     SEC #5                   
  9/4/15Nephros Inc.                      EFFECT       9/4/15    1:2K                                     SEC #5                   
  9/4/15SKYCITY Entertainment Group Ltd.  EFFECT       9/4/15    1:2K                                     SEC #5                   
  9/4/15Ziwira, Inc.                      EFFECT       9/4/15    1:2K                                     SEC #5                   
  9/4/15Ally Central Originating Lease Tr EFFECT       9/4/15    1:3K                                     SEC #5                   
          Ally Auto Assets LLC
  9/4/15Blue Eagle Lithium Inc.           EFFECT       9/4/15    1:2K                                     SEC #5                   
  9/4/15Mobivity Holdings Corp.           EFFECT       9/4/15    1:2K                                     SEC #5                   
  9/4/15Mobivity Holdings Corp.           EFFECT       9/4/15    1:2K                                     SEC #5                   
  9/4/15Axos Financial, Inc.              DEF 14A    10/22/15    1:2.8M                                                            
  9/4/15  NML Variable Annuity Account A    N-30B-2     6/30/15    1:468K                                   Donnelley … Solutions/FA NML Variable Annuity Account A
          NML Variable Annuity Account BNML Variable Annuity Account B
          NML Variable Annuity Acct C of Northwestern Mut Life Ins Co.NML Variable Annuity Acct C of Northwestern Mut Life Ins Co.
  9/4/15  Next Frontier Biosciences, Inc.   D            9/4/15    1:6K                                                              
  9/4/15  State Street Inst’l Inv Trust     497          9/4/15    1:14M                                    Donnelley … Solutions/FA State Street Aggregate Bond Index FundState Street Aggregate Bond Index PortfolioState Street Clarion Global Infrastructure & MLP FundState Street Clarion Global Real Estate Income FundState Street Equity 500 Index FundState Street Equity 500 Index II PortfolioState Street Global All Cap Equity ex-U.S. Index FundState Street Global All Cap Equity ex-U.S. Index PortfolioState Street Hedged International Developed Equity Index FundState Street Institutional Liquid Reserves FundState Street Institutional Tax Free Money Market FundState Street Institutional Treasury Money Market FundState Street Institutional Treasury Plus Money Market FundState Street Institutional U.S. Government Money Market FundState Street International Developed Equity Index FundState Street Opportunistic Emerging Markets FundState Street Small Cap Emerging Markets Equity FundState Street Small/Mid Cap Equity Index FundState Street Small/Mid Cap Equity Index PortfolioState Street Strategic Real Return FundState Street Strategic Real Return PortfolioState Street Target Retirement 2015 FundState Street Target Retirement 2020 FundState Street Target Retirement 2025 FundState Street Target Retirement 2030 FundState Street Target Retirement 2035 FundState Street Target Retirement 2040 FundState Street Target Retirement 2045 FundState Street Target Retirement 2050 FundState Street Target Retirement 2055 FundState Street Target Retirement 2060 FundState Street Target Retirement Fund
  9/4/15  Magnetecs Corp.                   D            9/4/15    1:10K                                                             
  9/4/15  Teco Energy Inc.                  DEFA14A      9/4/15    1:53K                                    Donnelley … Solutions/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
/A
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  497    Definitive Material.
  ARS    Annual Report to Security Holders.
  D    Notice of an Exempt Offering of Securities — Form D.
  DEF 14A    Definitive Proxy Statement — Schedule 14A.
  DEFA14A    Definitive Additional Proxy Soliciting Material — Schedule 14A.
  EFFECT    SEC Notice of Effectiveness.
  N-30B-2    Periodic or Interim Report Mailed to Shareholders by an Investment Company.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
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