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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9/3/15 Farmland Partners Inc. CERTNYS 9/3/15 1:2K SEC #7
9/3/15 JCP Securities, Inc. X-17A-5 6/30/15 1:2K SEC #7
9/3/15‡ SurePure, Inc. EFFECT 9/3/15 1:2K SEC #5
9/3/15 Farmland Partners Inc. CERTNYS 9/3/15 1:2K SEC #7
9/3/15‡ NV5 Global, Inc. EFFECT 9/3/15 1:2K SEC #5
9/3/15‡ Grizzly Energy, LLC EFFECT 9/3/15 1:2K SEC #5
9/3/15‡ Grizzly Energy, LLC EFFECT 9/3/15 1:2K SEC #5
9/3/15‡ Invesco Unit Trusts Series 1577 EFFECT 9/3/15 1:2K SEC #5
9/3/15‡ Nationwide Mutual Funds EFFECT 9/3/15 1:8K SEC #5
→ Nationwide Diamond Hill Large Cap Concentrated Fund
→ Nationwide HighMark Large Cap Growth Fund
9/3/15‡ Nationwide Mutual Funds EFFECT 9/3/15 1:7K SEC #5
→ Nationwide Fund
→ Nationwide HighMark Value Fund
9/3/15‡ Artivion, Inc. EFFECT 9/3/15 1:2K SEC #5
9/3/15‡ FT 5632 EFFECT 9/3/15 1:2K SEC #5
9/3/15‡ Bankwell Financial Group, Inc. EFFECT 9/3/15 1:2K SEC #5
9/3/15‡ FT 5633 EFFECT 9/3/15 1:2K SEC #5
9/3/15‡ American Realty Cap Global T… Inc EFFECT 9/3/15 1:2K SEC #5
9/3/15‡ Cellectar Biosciences, Inc. EFFECT 9/3/15 1:2K SEC #5
9/3/15‡ American Realty Cap Healthca… Inc EFFECT 9/3/15 1:2K SEC #5
9/3/15‡ SurePure, Inc. EFFECT 9/3/15 1:2K SEC #5
9/3/15‡ Mommsen Tactical Trading LP D/A 9/3/15 1:5K
9/3/15 Barpay, LLC D/A 9/3/15 1:6K
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | CERTNYS | Certification by the NYSE Approving a Listing — Form CERT. | | D | Notice of an Exempt Offering of Securities — Form D. | | EFFECT | SEC Notice of Effectiveness. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | → | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |
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