As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 8/13/15  Cboe BZX Exchange, Inc.           19B-4E      8/13/15    1:2K                                     SEC #7                   
 8/13/15  Conifer Holdings, Inc.            CERTNAS     8/13/15    1:2K                                     SEC #7                   
 8/13/15  Dai Securities, LLC               X-17A-5     6/30/15    1:2K                                     SEC #7                   
 8/13/15  Worthington Industries Inc.       ARS         5/31/15    1:2K                                     SEC #7                   
 8/13/15  Perma Fix Environmental Svcs Inc. ARS        12/31/14    1:2K                                     SEC #7                   
 8/13/15  Kips Bay Medical, Inc.            ARS        12/31/14    1:2K                                     SEC #7                   
 8/13/15  Axa Financial Inc.                13F-NT      6/30/15    1:3K                                     Bertan Laurence H/FA     
 8/13/15‡ C1 Financial, Inc.                EFFECT      8/13/15    1:2K                                     SEC #5                   
 8/13/15‡ ATRM Holdings, Inc.               EFFECT      8/13/15    1:2K                                     SEC #5                   
 8/13/15‡ Dynatronics Corp.                 EFFECT      8/13/15    1:2K                                     SEC #5                   
 8/13/15‡ Earthstone Energy Inc.            EFFECT      8/13/15    1:5K                                     SEC #5                   
          Basic Petroleum Services, Inc.
          Earthstone Operating, LLC
          EF Non-OP, LLC
          Sabine River Energy, LLC
 8/13/15‡ Guggenheim Energy & Income Fund   EFFECT      8/13/15    1:2K                                     SEC #5                   
 8/13/15‡ Hostess Brands, Inc.              EFFECT      8/13/15    1:2K                                     SEC #5                   
 8/13/15‡ ETFS Asian Gold Trust             EFFECT      8/13/15    1:2K                                     SEC #5                   
 8/13/15‡ Pernix Theraps Holdings, Inc.     EFFECT      8/13/15    1:2K                                     SEC #5                   
 8/13/15‡ Vislink Technologies, Inc.        EFFECT      8/13/15    1:2K                                     SEC #5                   
 8/13/15‡ Clearinghouse Commun… Institution D           8/13/15    1:16K                                                             
 8/13/15‡ Invictus RG Pte. Ltd.             13F-HR      6/30/15    2:234K                                                            
 8/13/15‡ Bison Energy Opportunity Fd, L.P. D           8/13/15    1:6K                                                              
 8/13/15‡ 4D Molecular Therapeutics, Inc.   D           8/13/15    1:6K                                                              

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	13F-HR	Quarterly Holdings and Combination Report by a Money Manager — Form 13F.
	13F-NT	Quarterly Holdings Notice by a Money Manager — Form 13F.
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	ARS	Annual Report to Security Holders.
	CERTNAS	Certification by the Nasdaq Stock Market Approving a Listing — Form CERT.
	D	Notice of an Exempt Offering of Securities — Form D.
	EFFECT	SEC Notice of Effectiveness.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.