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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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7/30/15 RITCHIE CAPITAL MANAGEME… Islands ADV-NR 7/30/15 1:2K SEC #7
7/30/15 Kiora Pharmaceuticals Inc. CERTNAS 7/30/15 1:2K SEC #7
7/30/15 Terraform Global, Inc. CERTNAS 7/30/15 1:2K SEC #7
7/30/15‡ Aqua Metals, Inc. EFFECT 7/30/15 1:2K SEC #5
7/30/15‡ Kiora Pharmaceuticals Inc. EFFECT 7/30/15 1:2K SEC #5
7/30/15‡ Attunity Ltd. EFFECT 7/30/15 1:2K SEC #5
7/30/15‡ Attunity Ltd. EFFECT 7/30/15 1:2K SEC #5
7/30/15‡ Guided Therapeutics Inc. EFFECT 7/30/15 1:2K SEC #5
7/30/15‡ Imunon, Inc. EFFECT 7/30/15 1:2K SEC #5
7/30/15‡ J.G. Wentworth Co. EFFECT 7/30/15 1:2K SEC #5
7/30/15‡ Pegasi Energy Resources Corp… EFFECT 7/30/15 1:2K SEC #5
7/30/15‡ Rada Electronic Industries Ltd. EFFECT 7/30/15 1:2K SEC #5
7/30/15‡ BlackRock Preferred Partners LLC EFFECT 7/30/15 1:2K SEC #5
7/30/15‡ Exco Resources Inc. EFFECT 7/30/15 1:2K SEC #5
7/30/15‡ Exco Resources Inc. EFFECT 7/30/15 1:2K SEC #5
7/30/15‡ Nine Alliance Science & Tech Gp EFFECT 7/30/15 1:2K SEC #5
7/30/15‡ Odyssey Health, Inc. EFFECT 7/30/15 1:2K SEC #5
7/30/15‡ Upholstery International, Inc. EFFECT 7/30/15 1:2K SEC #5
7/30/15‡ XCel Brands, Inc. EFFECT 7/30/15 1:2K SEC #5
7/30/15‡ Resource REIT, Inc. EFFECT 7/30/15 1:2K SEC #5
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | ADV-NR | Appointment of a U.S. Agent for Service of Process by a Non-Resident General Partner or Managing Agent of an Investment Advisor — Form ADV-NR. | | CERTNAS | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT. | | EFFECT | SEC Notice of Effectiveness. |
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