As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 11/4/14‡ Cboe EDGX Exchange, Inc.          19B-4E      11/4/14    1:2K                                     SEC #7                   
 11/4/14‡ Cboe EDGA Exchange, Inc.          19B-4E      11/4/14    1:2K                                     SEC #7                   
 11/4/14‡ Cboe BYX Exchange, Inc.           19B-4E      11/4/14    1:2K                                     SEC #7                   
 11/4/14‡ Cboe BZX Exchange, Inc.           19B-4E      11/4/14    1:2K                                     SEC #7                   
 11/4/14  James T. Borello & Co.            FOCUSN      9/30/14    1:2K                                     SEC #7                   
 11/4/14  James T. Borello & Co.            X-17A-5     9/30/14    1:2K                                     SEC #7                   
 11/4/14  Globe Specialty Metals Inc.       ARS         6/30/14    1:2K                                     SEC #7                   
 11/4/14  THOR Industries, Inc.             ARS         7/31/14    1:2K                                     SEC #7                   
 11/4/14  Eloxx Pharmaceuticals, Inc.       ARS         6/30/14    1:2K                                     SEC #7                   
 11/4/14‡ FS Variable Separate Account      EFFECT      11/4/14    1:3K                                     SEC #5                   
          → FS Variable Separate Account
 11/4/14‡ Smart Tr Closed-End Fd Advs Se… 1 EFFECT      11/4/14    1:2K                                     SEC #5                   
 11/4/14‡ BCB Bancorp Inc.                  EFFECT      11/4/14    1:2K                                     SEC #5                   
 11/4/14‡ Bread Financial Holdings, Inc.    EFFECT      11/4/14    1:2K                                     SEC #5                   
 11/4/14‡ CHC Group Ltd.                    EFFECT      11/4/14    1:2K                                     SEC #5                   
 11/4/14‡ Nephros Inc.                      EFFECT      11/4/14    1:2K                                     SEC #5                   
 11/4/14‡ Youngevity International, Inc.    EFFECT      11/4/14    1:2K                                     SEC #5                   
 11/4/14‡ Prospect Capital Corp.            EFFECT      11/4/14    1:2K                                     SEC #5                   
 11/4/14‡ Xenon Pharmaceuticals Inc.        EFFECT      11/4/14    1:2K                                     SEC #5                   
 11/4/14‡ Antero Midstream Partners LP      EFFECT      11/4/14    1:2K                                     SEC #5                   
 11/4/14‡ Invesco Actively Managed Exch… Tr EFFECT      11/4/14    1:3K                                     SEC #5                   
          → Invesco Bloomberg Commodity Strategy ETF
          → Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF

____________
‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:  -D
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	ARS	Annual Report to Security Holders.
	EFFECT	SEC Notice of Effectiveness.
	FOCUSN	Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
→	Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.