As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 8/27/14  NYSE Chicago, Inc.                19B-4E      8/27/14    1:2K                                     SEC #7                   
 8/27/14  Dai Securities, LLC               X-17A-5     6/30/14    1:2K                                     SEC #7                   
 8/27/14  Herold & Lantern Invs, Inc.       FOCUSN      6/30/14    1:2K                                     SEC #7                   
 8/27/14  Republic of Turkey                SE          8/27/14    1:1K                                     SEC #7                   
 8/27/14‡ North Ridge Securities Corp.      FOCUSN      6/30/14    1:2K                                     SEC #7                   
 8/27/14‡ North Ridge Securities Corp.      X-17A-5     6/30/14    1:2K                                     SEC #7                   
 8/27/14‡ Heim, Young & Associates, Inc.    FOCUSN      6/30/14    1:2K                                     SEC #7                   
 8/27/14‡ Heim, Young & Associates, Inc.    X-17A-5     6/30/14    1:2K                                     SEC #7                   
 8/27/14‡ Moors & Cabot, Inc.               X-17A-5     6/30/14    1:2K                                     SEC #7                   
 8/27/14‡ Thurston Springer Miller Her… Inc FOCUSN      6/30/14    1:2K                                     SEC #7                   
 8/27/14‡ Thurston Springer Miller Her… Inc X-17A-5     6/30/14    1:2K                                     SEC #7                   
 8/27/14‡ The Fig Group, LLC                X-17A-5     6/30/14    1:2K                                     SEC #7                   
 8/27/14‡ Wolf A. Popper, Inc.              X-17A-5     6/30/14    1:2K                                     SEC #7                   
 8/27/14‡ Indiana Merchant Banking & B… Inc X-17A-5     6/30/14    1:2K                                     SEC #7                   
 8/27/14‡ Alamo Capital                     X-17A-5     6/30/14    1:2K                                     SEC #7                   
 8/27/14‡ LMV Capital Corp.                 X-17A-5     6/30/14    1:2K                                     SEC #7                   
 8/27/14  NTB Financial Corp.               FOCUSN      6/30/14    1:2K                                     SEC #7                   
 8/27/14  NTB Financial Corp.               X-17A-5     6/30/14    1:2K                                     SEC #7                   
 8/27/14  RPM International Inc./DE         ARS         5/31/14    1:2K                                     SEC #7                   
 8/27/14  Korn Ferry                        ARS         4/30/14    1:2K                                     SEC #7                   

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	ARS	Annual Report to Security Holders.
	FOCUSN	Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
	SE	Separate Exhibits – Scanned Paper-Format Exhibits of Another Electronic Filing — Form SE.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	F	This Filing was Deleted by the SEC, but not by SEC Info℠.  See our Deletion Policy.