As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 1/30/14  Merck & Co., Inc.                 NO ACT      1/23/14    1:2K                                     SEC #7                   
 1/30/14  NYSE Arca, Inc.                   19B-4E      1/30/14    1:2K                                     SEC #7                   
 1/30/14  NYSE Arca, Inc.                   19B-4E      1/30/14    1:2K                                     SEC #7                   
 1/30/14  NYSE Arca, Inc.                   19B-4E      1/30/14    1:2K                                     SEC #7                   
 1/30/14  NYSE Arca, Inc.                   19B-4E      1/30/14    1:2K                                     SEC #7                   
 1/30/14  NYSE Arca, Inc.                   19B-4E      1/30/14    1:2K                                     SEC #7                   
 1/30/14‡ Pariter Securities, LLC           FOCUSN/A   11/30/13    1:2K                                     SEC #7                   
 1/30/14  East West Markets, LLC            X-17A-5    12/31/13    1:2K                                     SEC #7                   
 1/30/14  Fap USA, L.P.                     X-17A-5    11/30/13    1:2K                                     SEC #7                   
 1/30/14  LBMZ Securities, Inc.             FOCUSN     11/30/13    1:2K                                     SEC #7                   
 1/30/14  LBMZ Securities, Inc.             X-17A-5    11/30/13    1:2K                                     SEC #7                   
 1/30/14  Expeditors Int’l of Washingt… Inc NO ACT     12/23/13    1:2K                                     SEC #7                   
 1/30/14  Cleveland-Cliffs Inc.             NO ACT     12/30/13    1:2K                                     SEC #7                   
 1/30/14  Marathon Petroleum Corp.          NO ACT     12/18/13    1:2K                                     SEC #7                   
 1/30/14  Merck & Co.                       NO ACT      1/23/14    1:1K                                     SEC #7                   
 1/30/14  Sterling, Grace Muni Secs Corp.   X-17A-5    11/30/13    1:2K                                     SEC #7                   
 1/30/14‡ W.H. Reaves & Co., Inc.           FOCUSN     11/30/13    1:2K                                     SEC #7                   
 1/30/14‡ Agency Desk, LLC                  FOCUSN     11/30/13    1:2K                                     SEC #7                   
 1/30/14‡ W.H. Reaves & Co., Inc.           X-17A-5    11/30/13    1:2K                                     SEC #7                   
 1/30/14‡ Agency Desk, LLC                  X-17A-5    11/30/13    1:2K                                     SEC #7                   

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:  -K
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	FOCUSN	Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
	NO ACT	SEC No-Action Letter re: a Shareholder Proposal.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.
	F	This Filing was Deleted by the SEC, but not by SEC Info℠.  See our Deletion Policy.