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Effective Monday, 7/1/13
1
JUL


        

1,165  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  7/1/13  NASDAQ Stock Market LLC           19B-4E       7/1/13    1:2K                                     SEC #7                   
  7/1/13  NASDAQ Stock Market LLC           19B-4E       7/1/13    1:2K                                     SEC #7                   
  7/1/13  Allante Capital Partners I, LLLP  TTW/A        7/1/13    1:2K                                     SEC #7                   
  7/1/13 Eulav Securities LLC              X-17A-5     4/30/13    1:2K                                     SEC #7                   
  7/1/13Profinancial, Inc.                X-17A-5     4/30/13    1:2K                                     SEC #7                   
  7/1/13  Eulav Securities LLC              FOCUSN      4/30/13    1:2K                                     SEC #7                   
  7/1/13  Perkins, Smart & Boyd, Inc.       X-17A-5     4/30/13    1:2K                                     SEC #7                   
  7/1/13  Centaurus Financial, Inc.         X-17A-5     4/30/13    1:2K                                     SEC #7                   
  7/1/13  Red Hat Inc.                      ARS         2/28/13    1:2K                                     SEC #7                   
  7/1/13  Baldor Electric Co.               ARS        12/31/12    1:2K                                     SEC #7                   
  7/1/13  Maxygen Inc.                      ARS        12/31/12    1:2K                                     SEC #7                   
  7/1/13  Envestnet, Inc.                   ARS        12/31/12    1:2K                                     SEC #7                   
  7/1/13  Computer Sciences Corp.           ARS         3/29/13    1:2K                                     SEC #7                   
  7/1/13  Kenneth, Jerome & Co., Inc.       X-17A-5     4/30/13    1:2K                                     SEC #7                   
  7/1/13  Wintrust Financial Corp.          S-8 POS      7/1/13    1:25K                                                             
  7/1/13Centerspace                       EFFECT       7/1/13    1:2K                                     SEC #5                   
  7/1/13Ranger Oil Corp.                  EFFECT       7/1/13    1:8K                                     SEC #5                   
          Penn Virginia Holding Corp.
          Penn Virginia MC Corp.
          Penn Virginia MC Energy L.L.C.
          Penn Virginia MC Operating Co. L.L.C.
          Penn Virginia Oil & Gas Corp.
          Penn Virginia Oil & Gas GP LLC
          Penn Virginia Oil & Gas LP LLC
          Penn Virginia Oil & Gas, L.P.
  7/1/13Amplify Energy Corp.              EFFECT       7/1/13    1:3K                                     SEC #5                   
          Midstates Petroleum Co. LLC
  7/1/13AmREIT, Inc.                      EFFECT       7/1/13    1:2K                                     SEC #5                   
  7/1/13Gerdau S.A.                       EFFECT       7/1/13    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-U
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  ARS    Annual Report to Security Holders.
  EFFECT    SEC Notice of Effectiveness.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  S-8 POS    Post-Effective Amendment of a Form S-8 Registration.
  TTW    Test-the-Waters Material.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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