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Effective Tuesday, 3/12/13
12
MAR


        

640  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 3/12/13  Verizon Communications Inc.       NO ACT       2/7/13    1:2K                                     SEC #7                   
 3/12/13  Cboe BYX Exchange, Inc.           19B-4E      3/12/13    1:2K                                     SEC #7                   
 3/12/13  Nasdaq PHLX LLC                   19B-4E      3/12/13    1:1K                                     SEC #7                   
 3/12/13  Nasdaq PHLX LLC                   19B-4E      3/12/13    1:1K                                     SEC #7                   
 3/12/13  Nasdaq PHLX LLC                   19B-4E      3/12/13    1:1K                                     SEC #7                   
 3/12/13  Nasdaq PHLX LLC                   19B-4E      3/12/13    1:1K                                     SEC #7                   
 3/12/13  Nasdaq BX, Inc.                   19B-4E      3/12/13    1:1K                                     SEC #7                   
 3/12/13  Nasdaq BX, Inc.                   19B-4E      3/12/13    1:1K                                     SEC #7                   
 3/12/13  Nasdaq BX, Inc.                   19B-4E      3/12/13    1:1K                                     SEC #7                   
 3/12/13  Nasdaq BX, Inc.                   19B-4E      3/12/13    1:1K                                     SEC #7                   
 3/12/13  NASDAQ Stock Market LLC           19B-4E      3/12/13    1:2K                                     SEC #7                   
 3/12/13  NASDAQ Stock Market LLC           19B-4E      3/12/13    1:2K                                     SEC #7                   
 3/12/13  NASDAQ Stock Market LLC           19B-4E      3/12/13    1:2K                                     SEC #7                   
 3/12/13 NASDAQ Stock Market LLC           19B-4E      3/12/13    1:2K                                     SEC #7                   
 3/12/13  Exxon Mobil Corp.                 NO ACT       3/8/13    1:2K                                     SEC #7                   
 3/12/13  Felix Investments LLC             FOCUSN     12/31/12    1:2K                                     SEC #7                   
 3/12/13  Felix Investments LLC             X-17A-5    12/31/12    1:2K                                     SEC #7                   
 3/12/13  New Horizons Asset Mgmt Gp, LLC   X-17A-5    12/31/12    1:2K                                     SEC #7                   
 3/12/13  Middle Market Transactions, Inc.  X-17A-5    12/31/12    1:2K                                     SEC #7                   
 3/12/13  Paragon Capital Partners, LLC     FOCUSN/A   12/31/12    1:2K                                     SEC #7                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-D
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  NO ACT    SEC No-Action Letter re: a Shareholder Proposal.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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