|
---|
As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
---|
|
---|
3/12/13 Verizon Communications Inc. NO ACT 2/7/13 1:2K SEC #7
3/12/13 Cboe BYX Exchange, Inc. 19B-4E 3/12/13 1:2K SEC #7
3/12/13 Nasdaq PHLX LLC 19B-4E 3/12/13 1:1K SEC #7
3/12/13 Nasdaq PHLX LLC 19B-4E 3/12/13 1:1K SEC #7
3/12/13 Nasdaq PHLX LLC 19B-4E 3/12/13 1:1K SEC #7
3/12/13 Nasdaq PHLX LLC 19B-4E 3/12/13 1:1K SEC #7
3/12/13 Nasdaq BX, Inc. 19B-4E 3/12/13 1:1K SEC #7
3/12/13 Nasdaq BX, Inc. 19B-4E 3/12/13 1:1K SEC #7
3/12/13 Nasdaq BX, Inc. 19B-4E 3/12/13 1:1K SEC #7
3/12/13 Nasdaq BX, Inc. 19B-4E 3/12/13 1:1K SEC #7
3/12/13 NASDAQ Stock Market LLC 19B-4E 3/12/13 1:2K SEC #7
3/12/13 NASDAQ Stock Market LLC 19B-4E 3/12/13 1:2K SEC #7
3/12/13 NASDAQ Stock Market LLC 19B-4E 3/12/13 1:2K SEC #7
3/12/13‡ NASDAQ Stock Market LLC 19B-4E 3/12/13 1:2K SEC #7
3/12/13 Exxon Mobil Corp. NO ACT 3/8/13 1:2K SEC #7
3/12/13 Felix Investments LLC FOCUSN 12/31/12 1:2K SEC #7
3/12/13 Felix Investments LLC X-17A-5 12/31/12 1:2K SEC #7
3/12/13 New Horizons Asset Mgmt Gp, LLC X-17A-5 12/31/12 1:2K SEC #7
3/12/13 Middle Market Transactions, Inc. X-17A-5 12/31/12 1:2K SEC #7
3/12/13 Paragon Capital Partners, LLC FOCUSN/A 12/31/12 1:2K SEC #7
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -D | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | NO ACT | SEC No-Action Letter re: a Shareholder Proposal. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. |
|