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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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1/18/13 Nasdaq BX, Inc. 19B-4E 1/18/13 1:1K SEC #7
1/18/13 NASDAQ Stock Market LLC 19B-4E 1/18/13 1:2K SEC #7
1/18/13 Nasdaq PHLX LLC 19B-4E 1/18/13 1:1K SEC #7
1/18/13 Cboe EDGA Exchange, Inc. 19B-4E 1/18/13 1:2K SEC #7
1/18/13 Cboe EDGA Exchange, Inc. 19B-4E 1/18/13 1:2K SEC #7
1/18/13 Cboe EDGX Exchange, Inc. 19B-4E 1/18/13 1:2K SEC #7
1/18/13 Cboe EDGX Exchange, Inc. 19B-4E 1/18/13 1:2K SEC #7
1/18/13 NYSE Arca, Inc. 19B-4E 1/18/13 1:2K SEC #7
1/18/13 Motilal Oswal Secs Int’l Pri… Ltd REG-NR 1/18/13 1:2K SEC #7
1/18/13 Motilal Oswal Secs Int’l Pri… Ltd 8-M 1/18/13 1:2K SEC #7
1/18/13 Northern Illinois Gas Co./IL/New NO ACT 1/17/13 1:2K SEC #7
1/18/13 Northern Illinois Gas Co./IL/New NO ACT 1/17/13 1:2K SEC #7
1/18/13 Rockwood Holdings, Inc. NO ACT 1/10/13 1:2K SEC #7
1/18/13 Verizon Communications Inc. NO ACT 12/17/12 1:2K SEC #7
1/18/13 Simon Property Group Inc./DE NO ACT 1/18/13 1:2K SEC #7
1/18/13 Pacholder High Yield Fund Inc. NO ACT 1/18/13 1:2K SEC #7
1/18/13 Timken Co. NO ACT 1/18/13 1:2K SEC #7
1/18/13 Demopolis Capital Inc. X-17A-5 11/30/12 1:2K SEC #7
1/18/13 BSD Medical Corp. ARS 8/31/12 1:2K SEC #7
1/18/13 National Fuel Gas Co. ARS 9/30/12 1:2K SEC #7
| ____________ | | ¹ | Filing/Form Types: -K | | 8-M | Appointment of a U.S. Agent for Service of Process by a Non-Resident Broker-Dealer Corporation — Form 8-M. | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | ARS | Annual Report to Security Holders. | | NO ACT | SEC No-Action Letter re: a Shareholder Proposal. | | REG-NR | Initial Undertaking to File Reports by a Non-Resident Broker, Dealer or Investment Advisor. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
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