As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 5/23/12  Dam Capital (USA) Inc.            FOCUSN      3/31/12    1:2K                                     SEC #7                   
 5/23/12  Dam Capital (USA) Inc.            X-17A-5     3/31/12    1:2K                                     SEC #7                   
 5/23/12  AdvisorShares Trust               CERTNYS     5/23/12    1:2K                                     SEC #7                   
 5/23/12  Wynvale Fin’l Distributors LLC    X-17A-5    12/31/11    1:2K                                     SEC #7                   
 5/23/12  Wall Street Financial Group, Inc. X-17A-5     3/31/12    1:2K                                     SEC #7                   
 5/23/12  Naugatuck Valley Financial Corp.  ARS        12/31/11    1:2K                                     SEC #7                   
 5/23/12  Echo Global Logistics, Inc.       ARS        12/31/11    1:2K                                     SEC #7                   
 5/23/12  Escalon Medical Corp.             ARS         6/30/11    1:2K                                     SEC #7                   
 5/23/12  NCI, Inc.                         ARS        12/31/11    1:2K                                     SEC #7                   
 5/23/12  Civitas Resources, Inc.           ARS        12/31/11    1:2K                                     SEC #7                   
 5/23/12  Motors Liquidation Co. GUC Trust  NO ACT      5/18/12    1:2K                                     SEC #7                   
 5/23/12‡ Catalyst Pharmaceuticals, Inc.    EFFECT      5/23/12    1:2K                                     SEC #5                   
 5/23/12‡ E-House (China) Holdings Ltd.     EFFECT      5/23/12    1:2K                                     SEC #5                   
 5/23/12‡ Horizon Bancorp Inc./IN           EFFECT      5/23/12    1:2K                                     SEC #5                   
 5/23/12‡ MTGE Investment Corp.             EFFECT      5/23/12    1:2K                                     SEC #5                   
 5/23/12‡ WPX Energy, Inc.                  EFFECT      5/23/12    1:2K                                     SEC #5                   
 5/23/12‡ AEI Core Prop Income Trust, Inc.  EFFECT      5/23/12    1:2K                                     SEC #5                   
 5/23/12‡ Ontrak, Inc.                      EFFECT      5/23/12    1:2K                                     SEC #5                   
 5/23/12‡ X Rite Inc.                       EFFECT      5/23/12    1:2K                                     SEC #5                   
 5/23/12  Starboard Value LP                DFAN14A     5/23/12    2:4.7M AOL Inc.                          Olshan Frome Wolosky LLP 

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:  /A
	ARS	Annual Report to Security Holders.
	CERTNYS	Certification by the NYSE Approving a Listing — Form CERT.
	DFAN14A	Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A.
	EFFECT	SEC Notice of Effectiveness.
	FOCUSN	Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
	NO ACT	SEC No-Action Letter re: a Shareholder Proposal.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.