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Effective Thursday, 9/15/11
15
SEP


        

390  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 9/15/11  Cboe BZX Exchange, Inc.           19B-4E      9/15/11    1:2K                                     SEC #7                   
 9/15/11  Cboe BYX Exchange, Inc.           19B-4E      9/15/11    1:2K                                     SEC #7                   
 9/15/11  WMS Industries Inc./DE            ARS         6/30/11    1:2K                                     SEC #7                   
 9/15/11  Gen Digital Inc.                  ARS          4/1/11    1:2K                                     SEC #7                   
 9/15/11  Triton Pacific Capital, LLC       X-17A-5/A  12/31/10    1:2K                                     SEC #7                   
 9/15/11 Cardinal Health Inc.              ARS         6/30/11    1:2K                                     SEC #7                   
 9/15/11Park Sterling Corp.               EFFECT      9/15/11    1:2K                                     SEC #5                   
 9/15/11Trius Therapeutics Inc.           EFFECT      9/15/11    1:2K                                     SEC #5                   
 9/15/11CommunityOne Bancorp              EFFECT      9/15/11    1:2K                                     SEC #5                   
 9/15/11Lisata Therapeutics, Inc.         EFFECT      9/15/11    1:2K                                     SEC #5                   
 9/15/11Minim, Inc.                       EFFECT      9/15/11    1:2K                                     SEC #5                   
 9/15/11Inhibitex, Inc.                   EFFECT      9/15/11    1:2K                                     SEC #5                   
 9/15/11Colony Capital, Inc.              EFFECT      9/15/11    1:2K                                     SEC #5                   
 9/15/11Skajaquoda Group inc.             EFFECT      9/15/11    1:2K                                     SEC #5                   
 9/15/11Armada Oil, Inc.                  EFFECT      9/15/11    1:2K                                     SEC #5                   
 9/15/11RPX Corp.                         EFFECT      9/15/11    1:2K                                     SEC #5                   
 9/15/11Zogenix, Inc.                     EFFECT      9/15/11    1:2K                                     SEC #5                   
 9/15/11Claymore ETF Trust 2              EFFECT      9/15/11    1:3K                                     SEC #5                   Guggenheim Yuan Bond ETF
 9/15/11Hudson Pacific Properties, Inc.   EFFECT      9/15/11    1:2K                                     SEC #5                   
 9/15/11Trius Therapeutics Inc.           EFFECT      9/15/11    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-D
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  ARS    Annual Report to Security Holders.
  EFFECT    SEC Notice of Effectiveness.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
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