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Effective Monday, 8/22/11
22
AUG


        

380  Filings
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 ·  Click on a Filing/Form Type¹
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/A to view it
 ·  List the Documents
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& Exhibits
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within them


        
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 8/12/11  Equity Financial Trust Co./TA     TA-1/A      8/22/11    1:15K                                                             
 8/22/11  McCourtney-Breckenridge & Co.     X-17A-5     6/30/11    1:2K                                     SEC #7                   
 8/22/11  McCourtney-Breckenridge & Co.     FOCUSN      6/30/11    1:2K                                     SEC #7                   
 8/22/11  Centrum Securities LLC            FOCUSN      6/30/11    1:2K                                     SEC #7                   
 8/22/11  Centrum Securities LLC            X-17A-5     6/30/11    1:2K                                     SEC #7                   
 8/22/11  Ernst & Young Corp Fin (Cana… Inc FOCUSN       7/1/11    1:2K                                     SEC #7                   
 8/22/11  Ernst & Young Corp Fin (Cana… Inc X-17A-5      7/1/11    1:2K                                     SEC #7                   
 8/22/11  Richey Financial Group, Inc.      X-17A-5     6/30/11    1:2K                                     SEC #7                   
 8/22/11  Selkirk Investments, Inc.         X-17A-5     6/30/11    1:2K                                     SEC #7                   
 8/22/11  Vista Securities, Inc.            X-17A-5     6/30/11    1:2K                                     SEC #7                   
 8/22/11  DLS Capital Partners, Inc.        X-17A-5     6/30/11    1:2K                                     SEC #7                   
 8/22/11  Isbin Investments, Inc.           X-17A-5     6/30/11    1:2K                                     SEC #7                   
 8/22/11 Omnivision Technologies Inc.      ARS         4/30/11    1:2K                                     SEC #7                   
 8/22/11Buckeye Partners, L.P.            EFFECT      8/22/11    1:2K                                     SEC #5                   
 8/22/11Navios Maritime Acquisition Corp. EFFECT      8/22/11    1:19K                                    SEC #5                   
          Aegean Sea Maritime Holdings, Inc.
          Amindra Navigation Co.
          Amorgos Shipping Corp.
          Andros Shipping Corp.
          Antikithira Shipping Corp.
          Antiparos Shipping Corp.
          Crete Shipping Corp.
          Folegandros Shipping Corp.
          Ikaria Shipping Corp.
          Ios Shipping Corp.
          Kithira Shipping Corp.
          Kos Shipping Corp.
          Mytilene Shipping Corp.
          Navios Acquisition Finance (US) Inc.
          Rhodes Shipping Corp.
          Serifos Shipping Corp.
          Shinyo Dream Ltd.
          Shinyo Kannika Ltd.
          Shinyo Kieran Ltd.
          Shinyo Loyalty Ltd.
          Shinyo Navigator Ltd.
          Shinyo Ocean Ltd.
          Shinyo Saowalak Ltd.
          Sifnos Shipping Corp.
          Skiathos Shipping Corp.
          Skopelos Shipping Corp.
          Syros Shipping Corp.
          Thera Shipping Corp.
          Tinos Shipping Corp.
 8/22/11Energy Future Holdings Corp./TX   EFFECT      8/22/11    1:4K                                     SEC #5                   
          Energy Future Competitive Holdings Co.
          Energy Future Intermediate Holding Co. LLC
 8/22/11Four Oaks Fincorp Inc.            EFFECT      8/22/11    1:2K                                     SEC #5                   
 8/22/11Gyrodyne Co. of America Inc.      EFFECT      8/22/11    1:2K                                     SEC #5                   
 8/22/11Hills Bancorporation              EFFECT      8/22/11    1:2K                                     SEC #5                   
 8/22/11FileWarden.com                    EFFECT      8/22/11    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  ARS    Annual Report to Security Holders.
  EFFECT    SEC Notice of Effectiveness.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  TA-1    Application for Registration by a Transfer Agent — Form TA-1.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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